Search Results for Tag : Sebi
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SEBI notifies simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and nomination(17.11.2023)
The Securities and Exchange Board of India (SEBI) vide its Circular No. SEBI/HO/MIRSD/POD-1/P/CIR/2023/181 dated November, 17, 2023, has simplified th.....
Tags : SEBI, Registrars’ Association of India, Benami Transactions (Prohibitions) Act, 1988, Prevention of Money Laundering Act, 2002
Judgments
What degree of proof to find brokers liable for fraudulent practices(23.02.2016)
The Supreme Court disposed off several appeals against the creation of artificial volumes by two brokers who matched volumes for related clients. The .....
Tags : Sebi, matched trading, proof, circumstantial
Rs. 7,000 crore penalty imposed on PACL Ltd.(22.09.2015)
SEBI imposed a penalty of Rs. 7,269 crores on PACL Ltd. and its directors for its violations in the securities market. The order is in furtherance to .....
Tags : Sebi, penalty, pacl, largest
Notifications & Circulars
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015(11.08.2015)
The Securities and Exchange Board of India made amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009.
Tags : sebi, capital issue, regulations, 2015
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2015(11.08.2015)
The Securities and Exchange Board of India made amendments to the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009.
Tags : sebi, capital issue, regulations, 2015
Securities and Exchange Board of India (Alternative Investment Funds) (Amendment) Regulations, 2015.(14.08.2015)
SEBI made amendments to the Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012. The amendment inserted Sub-regula.....
Tags : sebi, amendment, alternative investment, regulations
Securities and Exchange Board of India (Delisting of Equity Shares) (Second Amendment) Regulations, 2015(14.08.2015)
SEBI made amendments to the Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009. The amendment inserted a proviso to.....
Tags : sebi, amendment, delist, equity
Consultation Paper for "Amendments to the SEBI (Infrastructure Investment Trusts) Regulations, 2014"(20.08.2015)
The Securities and Exchange Board of India introduced a Consultation Paper on 'Amendments to the SEBI (Infrastructure Investment Trusts) Regulations,.....
Tags : Sebi, consultation paper, amendments, regulations
SEBI orders: Torsa Agro Projects Limited, Alchemist Holdings Limited and illiquid stock options(20.08.2015)
Torsa, Agro Projects Limited and Alchemist Holdings Limited, their promoters and directors have been restrained and prohibited from buying, selling or.....
Tags : Sebi, order, restrain, market
SEBI Board Meeting(24.08.2015)
At a Securities and Exchange Board of India meeting, the Board approved several proposals, including: removal of current restriction on the maximum nu.....
Tags : Sebi, board meeting, 2015, august
SEBI Orders: Aspen Projects, Royal Twinkle Star Club, Aditya Global Industries and Nikhara Bharath Construction Company(25.08.2015)
The Securities and Exchange Board of India passed orders restraining the following companies and their directors from dealing in the securities market.....
Tags : Sebi, order, restraint, modification
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2015.(14.08.2015)
SEBI made regulations to amend the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009. The amendm.....
Tags : sebi, amendment, issue of capital, disclosure
Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Third Amendment) Regulations, 2015(14.08.2015)
SEBI made amendments to the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, inserting a proviso in Regulation 1(3).
Tags : sebi, amendment, acquisition of shares
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fifth Amendment) Regulations, 2015(14.08.2015)
SEBI made regulations to amend the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009. These are .....
Tags : sebi, amendment, issue of capital, disclosure
SEBI order in the matter of M/s Magnox Infraprojects Limited(17.08.2015)
The Securities and Exchange Board of India passed an order restraining M/s Magnox Infraprojects Limited and its directors from dealing in the securiti.....
Tags : Sebi, order, restraint, refund
SEBI Chairman meets investors and other stakeholders in USA(07.10.2019)
Shri Ajay Tyagi, Chairman, SEBI led a delegation of SEBI Officials to USA and met with various stakeholders in the Indian securities markets including.....
Tags : Meetings, SEBI Official, Delegation
SEBI develops an online system for detecting misuse of clients' securities by brokers(13.02.2020)
In the recent past years, it has been observed that some brokers have misused clients' securities received as collateral to meet their own settlement .....
Tags : SEBI, Online system, Brokers
Relaxation from compliance with provisions of SEBI’s ILDS Regulation, NCRPS Regulations and Circulars related to Listing of Commercial Papers(15.07.2020)
1. ILDS Regulations, NCRPS Regulations and circulars related to Listing of Commercial Papers (CPs) require an Issuer to inter-alia submit its latest a.....
Tags : Relaxation, Compliance, SEBI provisions
Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code and mandatory requirement of Permanent Account Number(08.03.2021)
1. SEBI had issued circular no. SEBI/HO/CDMRD/DMP/CIR/P/2016/87 dated September 16, 2016 which, inter-alia, provided guidelines on use of Unique Clien.....
Tags : Amendments, Provisions, SEBI Circular
Cabinet approves Bilateral Memorandum of Understanding between Securities and Exchange Board of India and Manitoba Securities Commission, Canada(13.04.2022)
The Union Cabinet chaired by the Prime Minister Shri Narendra Modi has approved the signing of Bilateral Memorandum of Understanding between Securitie.....
Tags : MOU, Approval, SEBI
New Logo of SEBI unveiled on the occasion of SEBI Foundation Day(12.04.2023)
Securities Market regulator, SEBI has a new logo from today. The new logo was unveiled at a function held at SEBI Head Office, Mumbai on the occasion .....
Tags : New Logo, SEBI, Unveil of
Notification regarding ease of doing business under various SEBI Regulations(30.04.2024)
1. SEBI constituted various Working Groups to recommend measures to simplify and ease compliances under various SEBI Regulations. Accordingly, a worki.....
Tags : SEBI Regulations, Mutual funds, Ease of doing business
Review of Annual Custody / Issuer Charges(09.12.2015)
The Securities and Exchange Board of India has enhanced custody/issuer charged to be collected by depositories from issuers. Per folio charge has been.....
Tags : SEBI, Custody, issuer, charges, increase
Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2016(11.01.2016)
The Securities and Exchange Board of India made amendments to the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regula.....
Tags : Sebi, stock exchange, clearing corporations, amendment
Mandatory requirements and Exit Policy for Commodity Derivatives Exchanges(11.01.2016)
The Securities and Exchange Board of India has notified, among other stipulations, that if there is no trading operation on the platform of any commod.....
Tags : Sebi, commodity derivate, exchange, exit
Revision in Position Limits for Agricultural Commodities(29.01.2016)
The Securities and Exchange Board of India has issued directions regar.....
Tags : Sebi, position limits, agriculture, commodity
Amendment of Guidance Note on insider trading regulations(12.04.2016)
The Securities and Exchange Board of India issued amendments to its guidance note on the SEBI (Prohibition of Insider Trading) Regulations, 2015. Amen.....
Tags : Sebi, insider trading, exit opprtunity
SEBI cautions investors against investing in unlisted companies(16.03.2016)
The Securities and Exchange Board of India cautioned against unlisted companies luring retail investors by issuing securities without complying with c.....
Tags : Sebi, unlisted company, investment
Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018(23.11.2021)
1. SEBI issued a Circular bearing reference number SEBI/HO/CFD/DIL2/CIR/P/2019/94 dated August 19, 2019, specifying the fines to be imposed by the Sto.....
Tags : Non-compliance, Certain provisions, SEBI
Revised formats for financial results and implementation of IndAS(05.07.2016)
The Securities and Exchange Bureau of India announced that existing formats prescribed for publishing financial results will continue till 31 December.....
Tags : sebi, financial results, Ind AS
Handbook of Statistics 2015(05.05.2016)
The Securities and Exchange Board of India released its Handbook of Statis.....Tags : Sebi, handbook, statistics, 2015
FAQs for PACL refund(28.03.2016)
The Securities and Exchange Board of India hopes to preempt the scrum of PACL investors waiting impatiently to receive refunds.
The Suprem.....
Tags : Sebi, faq, pacl, refund
Restriction on redemption of Mutual Funds(31.05.2016)
In efforts to quell disparity in imposition of restrictions on redemption of mutual funds, the Securities and Exchange Board of India clarified that r.....
Tags : mutual fund, redemption, restriction, sebi
Securities and Exchange Board of India (Procedure for Search and Seizure) Repeal Regulations, 2015(17.09.2015)
The Securities Exchange Board of India notified new Regulations on the search and seizure of defaulters’ properties. Under the Regulations, 2015, perm.....
Tags : Sebi, search and seizure
Merger of Forward Markets Commission with SEBI formalised(28.09.2015)
Union Finance Minister formalised the merger of the Forward Markets Commission (FMC) with the Securities and Exchange Board of India (SEBI). The merge.....
Tags : Fmc, sebi, merger,
Registration of Members of Commodity Derivatives Exchanges(29.09.2015)
Securities and Exchange Board of India has notified that all existing members of commodity derivatives exchanges who satisfy the eligibility requireme.....
Tags : Commodity derivate exchange, merge, sebi
Cabinet approves MoU between SEBI and FSC(11.10.2017)
The Union Cabinet chaired by the Prime Minister Narendra Modi has given its approval for signing of a Memorandum of Understanding (MoU) between Securi.....
Tags : MOU, Approval, SEBI, FSC
Relaxation from the applicability of SEBI Circular dated October 10, 2017 on non-compliance with the Minimum Public Shareholding requirements(14.05.2020)
1. SEBI circular No. CFD/CMD/CIR/P/2017/115 dated October 10, 2017 lays down the procedure to be followed by the recognized stock exchanges/depositori.....
Tags : Relaxation, Applicability, SEBI Circular
Cabinet approves Signing of Memorandum of Understanding between Securities and Exchange Board of India and European Securities and Markets Authority(07.06.2017)
The Union Cabinet chaired by the Prime Minister Shri Narendra Modi has given its approval to the Securities and Exchange Board of India (SEBI) for ent.....
Tags : MOU, Approval, SEBI
News
Sebi: Submit Corporate Governance Report in 15 days From Closure of Quarter(25.09.2015)
Sebi has directed listed companies to submit quarterly compliance report on corporate governance in a prescribed format within 15 days from close of e.....
Tags : Sebi,listed companies
FMC Merges with Sebi, Creating a Unified Regulatory Body(28.09.2015)
FMC (Forward Markets Commission) has been merged with Security Exchange Board of India (Sebi) to create a unified regulatory body.
Tags : FMC,Sebi, merger
Sebi : Venture Capital Funds Can Now Invest 25% in India-Linked Firms(05.10.2015)
Sebi in order to boost entrepreneurship and prevent Indian firms shifting their businesses to foreign countries, has allowed Alternative Investment Fu.....
Tags : Sebi,Venture Capital Funds
New Sebi Rules for Commodities Trading(05.10.2015)
Securities and Exchange Board of India (Sebi) has tightened margin and collateral requirements for commodities trading, to align these with practices .....
Tags : Securities and Exchange Board of India , Sebi Rule,Commodities Trading
SEBI Nods for Infibeam to Raise Rs 450 Crore via IPO(06.10.2015)
Infibeam Incorporation has become first ecommerce company in India to be listed with Securities and Exchange Board of India (SEBI) giving its permissi.....
Tags : Infibeam Incorporation,Sebi
SEBI Issues Strict Warehousing Norms for Agri-Commodities(28.09.2016)
Securities and Exchange Board of India (SEBI) has issue fresh warehousing norms for agri-commodities with an effort to ensure that exchanges are able .....
Tags : SEBI, Warehousing Norms
SEBI Permits Commodity Exchanges to Introduce Options(29.09.2016)
Securities and Exchange Board of India (SEBI) has permitted commodity exchanges to introduce trading in options.
Tags : SEBI, Commodity Exchanges
Sebi Issues Listing Norms for Non-Convertible Debentures in Mergers(29.05.2017)
Sebi has issued framework for listing of Non-Convertible Debentures (NCDs)& Non-Convertible Redeemable Preference Shares (NCRPS) following M&As allowi.....
Tags : SEBI, Non-Convertible Debentures
Sebi Allows Mutual Funds & Portfolio Managers to Invest in Securities Listed in IFSC(29.05.2017)
Sebi has allowed portfolio manager operating in IFSC to invest in securities listed in IFSC, issued by companies incorporated in IFSC, issued by compa.....
Tags : Sebi, Mutual Funds & Portfolio Managers, IFSC
Sebi Sets Position Limit for Cross-currency F&O Contract(29.05.2017)
Sebi has fixed position limit for Brokers & Institutional investors operating in International Financial Services Centres for cross-currency futures a.....
Tags : Sebi, F&O Contract
SEBI Puts in Place Disclosure Norm for Green Bonds, Environmental Objectives Must in Offer Documents(01.06.2017)
SEBI has put in place disclosure norms for issuance and listing of green bonds which mandates its issuer to make disclosure about environmental object.....
Tags : SEBI, Green Bonds
SEBI Denies Clearing Choksi's Antigua Citizenship Request, Cong Claims Govt's Complicity Exposed(03.08.2018)
The market regulator's clarification came after the Antigua government claimed that Choksi was given citizenship after it found that SEBI had closed t.....
Tags : SEBI
SEBI Initiates Action Against HDFC MF & Kotak MF For Delay in FMP Payments(14.05.2019)
SEBI has issued notices to mutual fund companies that defaulted on Fixed Maturity Plan payments. SEBI has taken action for not fulfilling the investor.....
Tags : SEBI, HDFC
BSE Fines 370 Firms for Not Complying with SEBI Norms on Woman Director(09.10.2015)
Bombay Stock Exchange (BSE) has fined 370 companies for not complying with Securities and Exchange Board of India’s (SEBI) norm on appointment of at l.....
Tags : Bombay Stock Exchange ,SEBI
SEBI Permits FPIs Direct Access to Corporate Bonds(26.09.2016)
Securities Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors (FPI) to trade directly in corporate bonds without needing any broke.....
Tags : SEBI, FPI, corporate bonds
SEBI Issues IPF Norms for Commodity Bourses(27.09.2016)
Securities and Exchange Board of India (SEBI) has issued a detailed framework on Investor Protection Fund (IPF), which can be used for investor educat.....
Tags : SEBI, IPF
Madras High Court Puts SEBI on Notice in Multicrore Stock Trading Scam(20.08.2018)
Madras High Court has ordered notice to Securities and Exchange Board of India (SEBI) in connection with a suspected multicrore fraud involving Nation.....
Tags : Madras High Court, SEBI
SEBI Extends Deadline for FPIs to Provide List of Beneficial Owners(22.08.2018)
SEBI has extended the deadline by two months till December for providing a list of beneficial owners by Foreign Portfolio Investors (FPIs), and assure.....
Tags : SEBI, FPIs
SEBI Bars 12 Entities from Securities Market for Manipulating Share Price(05.06.2019)
A probe initiated by the Securities and Exchange Board of India (SEBI) revealed that the entities were connected to each other and were acting in conc.....
Tags : SEBI
SEBI Issues Notice to Five Asset Management Companies(07.06.2019)
Securities and Exchange Board of India (SEBI) has sent notices to five Asset Management Companies for alleged breach of Insider Trading Regulations. S.....
Tags : SEBI, Asset Management
SEBI Fines Piramals Enterprises for Violating Insider Trading Norms(04.10.2016)
Securities and Exchange Board of India (SEBI) has imposed fine on Piramal Enterprises Chairman Ajay Piramal, his wife and daughter, along with another.....
Tags : SEBI , Piramals Enterprises , Insider Trading Norms
SEBI Raises Foreign Portfolio Investors Investment Limit for Government Debt(04.10.2016)
Securities & Exchange Board of India (SEBI) has raised Foreign Portfolio Investors (FPIs) investment limit in Government Securities to Rs. 1.48 lakh c.....
Tags : SEBI, FPIs
SEBI Exempts Analjit’s Trust from Making Open Offer Obligation(04.10.2016)
Securities & Exchange Board of India (SEBI) has exempted Neeman Family Foundation, a trust set up by Max Financial Services promoter Analjit Singh and.....
Tags : SEBI, Neeman Family Foundation, open offer
SEBI Recruitment 2018: 120 Officer Grade A Posts, Read Advance Intimation Here(05.09.2018)
SEBI aims to fill 120 Officer Grade A vacancies for the post of Assistant Managers. Check official website of the Securities and Exchange Board of Ind.....
Tags : SEBI
SEBI Restricts Prannoy and Radhika Roy from Securities Market, Managerial Posts(17.06.2019)
SEBI has restricted New Delhi Television (NDTV) promoters Prannoy and Radhika Roy and their holding firm RRPR Holdings from trading in the securities .....
Tags : SEBI, Radhika Roy
SEBI Imposes Rs 12 Lakh Fine on NDTV for Disclosure Lapses(18.06.2019)
Sebi noted that Indiabulls Financial Services in January 2008 acquired 40 lakh shares of NDTV, amounting to 6.40 per cent of the total share capital o.....
Tags : SEBI
Satyam Scam: SEBI Bars Price Waterhouse From Auditing Any Listed Company(12.01.2018)
Securities and Exchange Board of India (SEBI) has barred Price Waterhouse (PW) from auditing any listed company in India for a period of two years for.....
Tags : SEBI, Satyam
Bombay High Court Restrains SEBI from Auctioning Pancard Clubs' Properties(11.01.2019)
Bombay High Court, in an interim order, has restrained the Securities and Exchange Board of India (SEBI) from auctioning off private properties of Pan.....
Tags : Bombay High Court, SEBI, Pancard Clubs' Properties
SEBI Levies Two-Year Ban on Individual for Fraudulent Trading(17.10.2019)
Securities and Exchange Board of India has barred an individual for two years from the capital markets for indulging in fraudulent trade practices, wh.....
Tags : SEBI, Fraudulent Trading
SEBI Issues Stricter Norms for Auditors Amid Series of Exits(21.10.2019)
Securities and Exchange Board of India has observed that the auditors of listed companies will have to issue a limited review or audit report if they .....
Tags : SEBI, Auditors
SEBI Imposes Rs 20.4 Lakh Fine on 4 Firms for Fraudulent Trade in Illiquid Stock Options(22.10.2019)
Securities and Exchange Board of India has fined four firms a total amount of Rs 20.4 lakh for carrying out fraudulent trading in the illiquid stock o.....
Tags : SEBI, Stock
SEBI Issues Framework for Listing of Commercial Paper(23.10.2019)
Securities and Exchange Board of India has come out with a framework for listing of commercial papers on stock exchanges in order to broaden investor .....
Tags : SEBI, Commercial Paper
SEBI Tightens Norms for Liquid Funds(23.09.2019)
Securities and Exchange Board of India (SEBI) as part of its attempts to strengthen the risk management framework for liquid funds has made it mandato.....
Tags : SEBI, Liquid Funds
SEBI Imposes Rs. 22 Crore fine on Aurobindo Pharma for Insider Trading(24.09.2019)
Securities and Exchange Board of India has imposed a fine of Rs. 22.7 crore on Aurobindo Pharma Ltd., its promoters and related entities for insider t.....
Tags : Securities and Exchange Board of India, Aurobindo Pharma Ltd.,SEBI
SEBI Eases FPI Norms, Allows Off-Market Transfer of Securities(26.09.2019)
SEBI has while easing the regulatory framework for foreign portfolio investors simplified KYC requirements for them and permitted them to carry out of.....
Tags : SEBI, FPI Norms
Delhi High Court Issues Notices to IBHFL, RBI, SEBI Over Fraud Probe(30.09.2019)
Delhi High Court has issued notices to Indiabulls Housing Finance Ltd (IBHFL), Securities and Exchange Board of India (SEBI), the Reserve Bank of Indi.....
Tags : Delhi High Court, SEBI
SEBI Eases Buyback Rules for Companies with Housing Finance, NBFC Arms(01.10.2019)
Securities Exchange and Board of India (SEBI) has relaxed its norms for buyback of shares by listed companies, especially those having subsidiaries i.....
Tags : SEBI, Buyback Rules
SEBI Permits Mutual Funds to Invest in Unlisted NCDs(03.10.2019)
Securities and Exchange Board of India has permitted mutual funds to invest in unlisted non-convertible debentures (NCDs) up to a maximum of 10 per ce.....
Tags : SEBI, Mutual Fund
SEBI Fines Three Firms for Failing to Get SCORES Registration(27.01.2016)
SEBI has slapped a fine of Rs 1.5 lakh each on Champion Commercial, Classic Leasing & Finance and Camellia Trading & Investment for failing to registe.....
Tags : SEBI
SC Reprimands SEBI for Pursuing Case Being Already Heard(28.01.2016)
Supreme Court has reprimanded Securities Exchange Board of India (SEBI) for pursuing a case already being heard by it.
Tags : Supreme Court, SEBI
Diamond is Now Fraudster's Best Friend! Nexus Under Scanner(18.02.2018)
Capital markets watchdog Sebi is looking into the trade details and various suspected violations by Modi-linked entities, including another jewellery .....
Tags : SEBI
SEBI Prohibits Karvy Stock Broking for Rs 2,000 Crore Client Defaults(25.11.2019)
Securities and Exchange Board of India has prohibited Karvy Stock Broking from taking new clients and executing trades after a major scandal hit the s.....
Tags : SEBI, Karvy
SEBI Levies Rs 40.5 Lakh Fine on 7 Firms(26.11.2019)
Securities and Exchange Board of India has imposed a total fine of Rs 40.5 lakh on seven companies for indulging in fraudulent trading in the illiquid.....
Tags : SEBI, Fine
SEBI Bans 4 Firms from Carrying Out Investment Advisory Services(27.11.2019)
Securities and Exchange Board of India has barred four entities i.e 3M Team Research, Samrat Trades, Core Investment and Core Grp from carrying out in.....
Tags : SEBI, Investment Advisory
SEBI Permits ICICI Securities to Settle Shares Fraud Case(29.11.2019)
Securities and Exchange Board of India has permitted ICICI Securities to settle a case in which the brokerage had dealt with entities which had fraudu.....
Tags : SEBI, ICICI
SEBI Disposes of Case Against ABG Shipyard(12.11.2019)
Securities and Exchange Board of India has disposed of adjudicating proceedings initiated against ABG Shipyard, for allegedly not making requisite dis.....
Tags : SEBI, ABG Shipyard
SEBI Tightens Disclosure Norms for Municipal Bonds(14.11.2019)
Securities and Exchange Board of India has prescribed wider disclosures and compliances norms by the issuers of listed municipal bonds. SEBI has said .....
Tags : SEBI, Municipal Bonds
SEBI Permits Exchanges to Modify Commodity Derivatives Contracts(15.11.2019)
Securities and Exchange Board of India has decided to give more flexibility to exchanges regarding modifying contract specifications for all commodity.....
Tags : SEBI, Derivatives
SEBI Lays Down Mechanism to Map UCC with Demat Account(18.11.2019)
Securities and Exchange Board of India has put in place a mechanism for stock exchanges and depositories to map the unique client code (UCC) with the .....
Tags : SEBI, Demat
Supreme Court Stays SAT's Order Holding that SEBI Lacks Power to Bar Auditors(19.11.2019)
Supreme Court has stayed an order of the Securities Appellate Tribunal which had ruled that markets' watchdog Securities and Exchange Board of India d.....
Tags : Supreme Court, SAT, SEBI
SEBI: AMCs Can Give Management, Advisory Services to Fairly Regulated FPIs(17.12.2019)
Securities and Exchange Board of India has allowed asset management companies (AMCs) to provide management and advisory services to appropriately regu.....
Tags : SEBI, Advisory Services
SEBI Seeks Show-Cause from PC Jewellers 'Insiders'(18.12.2019)
Securities and Exchange Board of India has passed an order in the PC Jewellers insider trading case, demanding show-cause from those whom it identifie.....
Tags : SEBI, PC Jewellers
SEBI Levies Fine of Rs 5 Lakh on Karvy Financial Services(24.12.2019)
Securities and Exchange Board of India has imposed Rs 5 lakh fine on Karvy Financial Services Ltd for making requisite disclosures after a delay of ne.....
Tags : SEBI, Karvy
SEBI Lays Down Stewardship Code for MFs and AIFs(26.12.2019)
Securities and Exchange Board of India has issued the stewardship code for mutual funds and alternative investment funds which they would be required.....
Tags : SEBI, Stewardship Code
SEBI Issues Format for Statement of Deviation(26.12.2019)
Securities and Exchange Board of India has issued a format for statement of deviation in funds raised to be submitted by the listed entities to stock .....
Tags : SEBI, Deviation
CIC Denies Disclosure of Assets & Liabilities of SEBI Chairman(14.06.2016)
Central Information Commission (CIC) has ruled that disclosure of assets and liabilities of SEBI Chairman Sinha is "likely to cause unwarranted invasi.....
Tags : Central Information Commission , SEBI
SC: SEBI Circulars Cannot be Challenged in SAT(04.04.2017)
SC has ruled that any action taken by the Securities and Exchange Board of India (SEBI) in its administrative & legislative capacity cannot be appeale.....
Tags : Supreme Court, SEBI, SAT
SEBI Bans First Financial Services, 28 Others from Markets for 3 Years(03.04.2018)
Securities and Exchange Board of India (SEBI) has barred First Financial Services and 28 others from the markets for three years for orchestrating a f.....
Tags : SEBI, First Financial Services
Sebi Fines Equitypandit Financial Rs 40 lakh for Unauthorised Investment Acts(03.04.2018)
SEBI has imposed a fine of Rs 40 lakh on Equitypandit Financial Services for carrying out unauthorised investment advisory services.
Tags : SEBI, Equitypandit Financial
SEBI: Companies to Get INC Rating for Not Cooperating with CRAs(06.01.2020)
Securities and Exchange Board of India has said that companies which do not cooperate with credit rating agencies on disclosure of loan defaults, will.....
Tags : SEBI, CRA
SEBI Issues Framework for Core Settlement Guarantee Fund(06.01.2020)
Securities and Exchange Board of India has come out with a new framework for a Core Settlement Guarantee Fund and liability of non- defaulting members.....
Tags : SEBI, Core Settlement Guarantee Fund
SEBI Puts in Place Operating Guidelines for Investment Advisers in IFSC(10.01.2020)
Securities and Exchange Board of India has come out with guidelines for entities for operating as investment advisers in International Financial Servi.....
Tags : SEBI, IFSC
Sebi Approves New Norms for Commodity Derivatives Market(25.08.2015)
Securities and Exchange Board of India (Sebi), has approved new norms for India’s commodity derivatives market and its brokers for regulating the comm.....
Tags : Securities and Exchange Board of India (Sebi),commodity derivatives market
SEBI Tightens Delisting Norms(08.09.2016)
Securities and Exchange Board of India (SEBI) has marginally tightened delisting norms and said in case of compulsory delisting, if company’s fair val.....
Tags : SEBI , Delisting Norms
#GST: SEBI Eases Takeover Code for Buying Stressed Assets(03.07.2017)
SEBI has relaxed provisions of Takeover Code and has also approved of the proposal to tighten norms relating to Participatory Notes by levying fees.
Tags : SEBI
Bombay High Court Sseeks CBDT Reply to Brokers’ Petition Against NSE, SEBI(17.08.2018)
Bombay High Court has directed Central Board of Direct Taxes (CBDT) to file its reply by 23 August in a petition filed by Association of National Exch.....
Tags : Bombay High Court, NSE, SEBI
SEBI Imposes Rs 10 Lakh Fine on Four Individuals for Fraudulent Trade(25.06.2019)
The regulator had conducted a probe from March 2012 to March 2013 relating to the trading activity of the four individuals in the scrip of Shree Shale.....
Tags : SEBI
SEBI Secures Norms for MFs, Pledged Shares(28.06.2019)
Securities and Exchange Board of India (SEBI) has put in more checks and balances for debt mutual funds (MFs) to secure investors and stem systemic ri.....
Tags : SEBI, Pledged Shares
Government Notifies SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2022(25.03.2022)
Central Government has notified the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regula.....
Tags : Central Government, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2022
SEBI Prohibits Citizens, NRIs from Buying DRs of India-Listed Companies(11.10.2019)
Securities and Exchange Board of India has barred Indian citizens, including those ordinarily resident overseas, from buying depository receipts (DRs).....
Tags : SEBI, NRI
SEBI Comes Out with Liberalised Norms for Depository Receipts(11.10.2019)
Securities and Exchange Board of India has come out with a detailed framework for issuance of depository receipts (DRs), a move that will provide Indi.....
Tags : SEBI, Depository Receipts
SEBI Directs Brokers, Depository Participants to Submit Reports on Cyber-Attacks(16.10.2019)
Securities and Exchange Board of India has directed the stock brokers and depository participants to submit quarterly reports, containing information .....
Tags : SEBI, Cyber Attacks
SEBI: Insider Trading Norm Applicable Even to Inactive Promoter(16.10.2019)
Securities and Exchange Board of India has observed that a person identified as a promoter, even if he is not acting as a promoter of the company, exe.....
Tags : SEBI, Insider Trading
ITAT: Pledging of Shares With Banks for Obtaining Bank Finance Not Violative of SEBI Regulations(18.07.2022)
Income Tax Appellate Tribunal (ITAT), New Delhi while deleting addition against share broker, has held that pledging of shares of clients with banks f.....
Tags : ITAT, SEBI Regulations, Pledging of Shares
SEBI Puts Rules for Mutual Funds to Restrict Redemptions(01.06.2016)
To curtail mutual fund houses' powers to suddenly restrict redemptions from a scheme, markets regulator SEBI has put in place a set of rules and also .....
Tags : SEBI, Mutual funds, Redemption
SEBI Appointment: Delhi HC asks Economic Affairs Secretary to Reply to Contempt Plea(07.06.2016)
Delhi High Court has directed the economic affairs secretary to reply to a contempt plea for not complying with a court order related to the re-appoin.....
Tags : Delhi High Court, economic affairs secretary, Securities and Exchange Board of India ( SEBI )
SEBI Tightens IPF Norms for Depositories(08.06.2016)
SEBI has observed that depositories can use the money in their investor protection funds (IPF) only to promote investor education and awareness progra.....
Tags : SEBI, IPF, Depositories
SEBI Eases Foreign Investors' Access to International Finance Hub(25.05.2018)
Securities and Exchange Board of India (SEBI) has eased rules for foreign investors to trade in securities at a new international finance centre.
Tags : Securities and Exchange Board of India, SEBI
Sebi Serves Notice on ICICI Bank CEO Chanda Kochhar in Videocon Loan Case(28.05.2018)
Reports have alleged that Videocon chairman Venugopal Dhoot invested Rs 64 crore in Nu Power Renewables, a firm owned by Deepak Kochha
Tags : SEBI
SEBI Relaxes Rules for FPI Registration, Rating Default(31.03.2020)
Securities and Exchange Board of India has relaxed compliance provisions up to 3 months, allowing credit rating agencies to not qualify a COVID-19 rel.....
Tags : SEBI, FPI Registration
SC: NCLT Can’t Exercise Parallel Jurisdiction With SEBI for Addressing Violations of SEBI Regulation(05.01.2023)
Supreme Court has held that National Company Law Tribunal (NCLT) cannot exercise a parallel jurisdiction with Securities and Exchange Board of India (.....
Tags : Supreme Court, NCLT, Parallel Jurisdiction, SEBI
SEBI Imposes Rs 8 Lakh Fine on Intercon Finance, 4 Other Entities for Violating Takeover Norms(27.12.2019)
Securities and Exchange Board of India while Acting against contravention of takeover norms has slapped a total fine of Rs 8 lakh on Intercon Finance .....
Tags : SEBI, Takeover
SEBI Imposes a Penalty of Rs. 25 lakh Each on ICRA, CARE for Lapses in IL & FS Ratings(27.12.2019)
Securities and Exchange Board of India has fined credit rating agencies, ICRA Ltd. and Cooperative for Assistance and Relief Everywhere, a penalty of .....
Tags : SEBI, ICRA
SEBI Bans Investment Advisors from Providing Free Trials(28.12.2019)
Securities and Exchange Board of India has announced measures to strengthen the conduct of investment advisors. SEBI restricts financial advisers to p.....
Tags : SEBI, Investment
SEBI Levies Fine of Rs. 8 Lakh on ABG Shipyards’s Officials(28.12.2019)
Securities and Exchange Board of India has imposed a penalty of Rs. 8 Lakhs on three independent directors of ABG Shipyard for misleading the stakehol.....
Tags : SEBI, ABG Shipyard
SC: No Evidence to Suggest Impartiality of Expert Committee or SEBI Probe in Adani Hindenburg Case(27.11.2023)
Supreme Court while reserving the judgment in PILs seeking Court-monitored investigation into Adani-Hindenburg case regarding violations of stock mark.....
Tags : Supreme Court, Adani-Hindenburg Case, Expert Committee, SEBI
SEBI Orders Vishvapradhan Commercial to Make Open Offer for NDTV(28.06.2018)
Securities Exchange Board of India (SEBI) has ordered Vishvapradhan Commercial Pvt Ltd (VCPL) to make a public offer for acquiring shares of NDTV.
Tags : SEBI, NDTV
Sebi Imposes Fine of Rs. 1,100 crore on NSE(01.05.2019)
Securities and Exchange Board of India (SEBI) asked NSE, the largest stock exchange in India, to pay about Rs. 1,100 crore for favouring a few brokers.....
Tags : Sebi, Nse
Sebi Imposes Fine of Rs. 1,100 Crore on NSE(01.05.2019)
Securities and Exchange Board of India (SEBI) has asked NSE, the largest stock exchange in India, to pay about Rs. 1,100 crore for favouring a few bro.....
Tags : Sebi, NSE
SC in Adani-Hindenburg Case: Deadline for SEBI Probe Extended Till August 14(18.05.2023)
Supreme Court in Adani-Hindenburg case has extended deadline for Securities and Exchange Board of India (SEBI) till August 14, 2023 for competing its .....
Tags : Supreme Court, Adani-Hindenburg Case, SEBI
SC Expert Committee in Adani-Hindenburg Report Probe: Prima Facie ‘No Regulatory Failure’(22.05.2023)
Supreme Court Expert Committee has stated that prima facie SEBI has not been able to make out a case of any regulatory failure on part of Adani group,.....
Tags : Supreme Court, Expert Committee, SEBI, Adani-Hindenburg Report
SEBI: 5 Year Ban Imposed on Industrialist Anil Ambani for Diversion of Funds(26.08.2024)
The Securities and Exchange Board of India (SEBI) has imposed a ban of five years on industrialist Anil Ambani from the securities market for the dive.....
Tags : SEBI, Anil Ambani, Reliance Home Finance
Bombay High Court Rejects NSEL Brokers' Plea on De-Registration from Sebi(05.10.2018)
Bombay High Court has rejected a petition by NSEL (National Spot Exchange Ltd) brokers seeking their de-registration from markets regulator, Securitie.....
Tags : Bombay High Court, SEBI
Delhi HC: Proceedings under SARFAESI Act Remain Unaffected by Orders Passed Under SEBI Act 1992(25.07.2023)
Delhi HC has observed that the proceedings under SARFAESI Act, 2002 will remain unaffected by the orders passed under SEBI Act, 1992 as provisions of .....
Tags : Delhi HC, SARFAESI Act, 2002, SEBI Act, 1992
SEBI Issues SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2016(15.01.2016)
Securities and Exchange Board of India (SEBI) has issued Securities and Exchange Board of India (Delisting of Equity Shares) (Amendment) Regulations,.....
Tags : SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2016
SEBI Notifies New Norms for Issue of REITs(20.12.2016)
SEBI has notified detailed guidelines for public issuance of Real Estate Investment Trusts (REITs) including allocation of units to institutional inve.....
Tags : SEBI, Real Estate Investment Trusts
SEBI Slaps Rs 19 Lakh Fine on 2 Entities for Executing Fraudulent Trading(17.09.2019)
SEBI has imposed a total fine of over Rs 19 lakh on two entities for executing fraudulent trade in the illiquid stock option segment on the BSE. The e.....
Tags : SEBI, Fraudulent Trading
SEBI Bars Gautam Thapar from Accessing Markets(18.09.2019)
SEBI has barred Gautam Thapar, former chairman of CG Power and Industrial Solutions Ltd, and three former officials of the company from the securities.....
Tags : SEBI, Gautam Thapar
SEBI Levies Fine of Rs 10 Lakh on IL&FS for Disclosure Lapses(19.09.2019)
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs 10 lakhs on Infrastructure Leasing & Financial Services (IL&FS) for non-disc.....
Tags : SEBI,IL&FS
SC to SEBI: Sell Sahara Group’s Realty Assets(30.03.2016)
SC has asked Securities and Exchange Board of India (SEBI) to sell real estate assets belonging to Sahara Group, estimated at Rs 40,000 crore, to rais.....
Tags : SC , SEBI
SEBI Directs Commodity Exchanges to Comply with Provisions of Client Code Modifications(30.03.2016)
SEBI has directed commodity exchanges to comply with provisions of client code modifications in equity markets within 1 month. Superseding circulars i.....
Tags : SEBI, Commodity Exchanges
SEBI Board Strengthens Corporate Governance Norms(29.03.2018)
Securities and Exchanges Board of India (SEBI) has accepted 40 out of 80 recommendations that were suggested by the Uday Kotak committee on corporate .....
Tags : SEBI, Corporate Governance
SEBI Dismisses Lenders’ Plea on Client Shares Pledged by Karvy(16.12.2019)
Securities and Exchange Board of India dismissed a plea of lenders seeking depositories to return majority of client shares pledged by Karvy Stock Bro.....
Tags : SEBI, Karvy
SEBI Restrains NDTV’s Prannoy Roy and Radhika Roy from Securities Markets for Two Years(30.11.2020)
Securities Exchange Board of India has barred NDTV promoters Prannoy Roy and Radhika Roy from accessing the securities market for two years for allege.....
Tags : SEBI, NDTV
SC: SEBI Circular on Standardisation of Procedure for Debenture Trustees Has Retroactive Application(05.09.2022)
Supreme Court has allowed retroactive application of SEBI Circular on Standardisation of procedure to be followed by Debenture Trustee(s) in case of d.....
Tags : Supreme Court, SEBI, Retrospective Application
SEBI Levies Rs 2 Lakh Fine on Unitech for Violating Listing Agreement(02.12.2019)
Securities and Exchange Board of India has slapped a fine of Rs 2 lakh on Unitech Limited for making wrong disclosure with regard to shareholding patt.....
Tags : SEBI, Unitech
SEBI Makes it Necessary for Listed Firms to Disclose Loan Default(21.11.2019)
Securities and Exchange Board of India has made it necessary for all listed companies to make public disclosures on loans defaults. The move will hel.....
Tags : SEBI, Loan Default
SEBI Levies Rs 62 Lakh Fine on Seven Entities for Violating Takeover Norms(25.10.2019)
Securities and Exchange Board of India has levied a total penalty of Rs 62 lakh on seven entities for failing to make public announcement with regard .....
Tags : SEBI, Takeover
SEBI Penalises NDTV Over Non-disclosure of Loan Terms(30.12.2020)
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information .....
Tags : Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information on loan agreements with Vishvapradhan Commercial (VCPL) to public shareholders.
Delhi High Court Slams Petitioner Who Alleged SEBI Irregularities in IPO Approvals(29.11.2021)
Delhi High Court has slammed a petitioner for alleging that the Securities and Exchange Board of India (SEBI) is approving IPOs (initial public offeri.....
Tags : Delhi High Court, SEBI Irregularities in IPO Approvals
SEBI Tightens Asset Quality Disclosure Norms for All Listed Banks(01.11.2019)
Securities and Exchange Board of India (SEBI) has tightened the asset quality disclosure norms for banks and directed all listed lenders to make discl.....
Tags : Securities and Exchange Board of India, SEBI
SEBI Increases Governance Norms for Rating Agencies(05.11.2019)
Securities and Exchange Board of India has said that the Chief Executive Officer of a rating firm cannot be a member of the rating committee and such .....
Tags : SEBI, Rating Agencies
SEBI Issues Circular on Aadhaar E-KYC for Domestic Investors(06.11.2019)
Securities and Exchange Board of India has issued a circular regarding the process to be followed for Aadhaar-based electronic Know Your Customer (KYC.....
Tags : SEBI, E-KYC
SEBI Issues Operational Guidelines for FPIs(06.11.2019)
Securities and Exchange Board of India has issued operational guidelines for Foreign Portfolio Investors (FPI) Regulations notified in September. The .....
Tags : SEBI, FPI
Bombay HC: Implead ITC, Finance Ministry, SEBI as Parties in PIL Against LIC Investment in LIC(28.04.2017)
Bombay High Court has directed petitioners of a PIL opposing idea of Life Insurance Corporation of India holding one-third equity stake in tobacco gia.....
Tags : Bombay High Court, ITC, Finance Ministry, SEBI
SEBI Provides Relaxations for Insolvent Companies(05.06.2018)
SEBI has relaxed requirements to comply with delisting norms for companies facing insolvency proceedings provided the resolution plan lays down the pr.....
Tags : SEBI, Insolvency
SEBI Extends Deadline to Split Chairman and Managing Director/ Chief Executive Officer Post(14.01.2020)
Securities and Exchange Board of India has extended the deadline by two years to April 1, 2022 for the top 500 listed firms to separate the roles of C.....
Tags : SEBI, Deadline
Bombay HC Grants Bail to Ketan Parekh in SEBI Case(09.03.2018)
Bombay High Court has suspended a three year sentence awarded by a special SEBI court to Ketan Parekh in a securities scam for violating the SEBI Act .....
Tags : Bombay High Court, SEBI
SEBI Issues Guidelines for Alternative Investment Funds Benchmarking(07.02.2020)
Securities and Exchange Board of India has issued guidelines for benchmarking the performance of alternative investment funds with a view to streamli.....
Tags : SEBI, Alternative Investment Funds
SEBI Allows Investment up to Rs 50,000 in Mutual Funds Through E-wallets(11.05.2017)
Sebi has allowed investors to buy mutual fund schemes for up to Rs 50,000 through digital wallets.
Tags : SEBI, Mutual Fund
SEBI Court to Sahara Chief: Gastroentitis Not an Excuse for Missing Hearing, Issues Notice(19.05.2017)
A Special SEBI Court has rejected Sahara chief's medical certificate for an upset stomach, and issued notice to his doctor to be present in court.
Tags : SEBI Court, Sahara
SEBI Reviews Mutual Fund Advertisement Norms(16.03.2017)
Securities and Exchange Board of India has directed mutual funds to disclose performance of their schemes since inception and during preceding one-yea.....
Tags : SEBI, Mutual Fund Advertisement
Supreme Court Extends Interim Stay on SAT's Observation on SEBI’s Power to Bar Auditors(11.02.2020)
Supreme Court has extended its interim order staying the directive of the Securities Appellate Tribunal which had held that markets watchdog Securitie.....
Tags : Supreme Court, SEBI
SC: NCLT Can’t Exercise Parallel Jurisdiction With SEBI for Addressing Violations of SEBI Regulation(05.01.2023)
Supreme Court has held that National Company Law Tribunal (NCLT) cannot exercise a parallel jurisdiction with Securities and Exchange Board of India (.....
Tags : Supreme Court, NCLT, Parallel Jurisdiction, SEBI
Security Exchange Board of India (SEBI) Notifies Revised Listing Regulations(04.09.2015)
SEBI has notified amended listing regulations that allow listed companies to seek shareholders' approval for related party deals through ordinary reso.....
Tags : SEBI,Listing Regulations
CIC Slams Sebi on RTI Disclosure(07.09.2015)
Central Information Commission (CIC) has slammed Sebi for giving false information to a query under Right to Information (RTI) law, on a complaint fil.....
Tags : CIC,Sebi
SEBI Levies Rs 5.25 Crore Fine on Cairn India in Share Buyback Case(20.05.2021)
Securities and Exchange Board of India has imposed a penalty of Rs 5.25 crore on Cairn India for making a misleading announcement regarding the buybac.....
Tags : SEBI, Cairn India
SC Directs SEBI to Conclude Investigation in Adani-Hindenburg Case in 2 Months(02.03.2023)
Supreme Court while directing SEBI to complete the investigation of the Adani-Hindenburg issue within a period of two months, has also constituted an .....
Tags : Supreme Court, SEBI, Adani-Hindenburg
SEBI Tightens Norms for Credit Rating Agencies(02.11.2016)
Securities and Exchange Board of India (Sebi) has asked Credit Rating Agencies to frame detailed rules for rating criteria, processes and responsibili.....
Tags : SEBI, Credit Rating Agencies , Rating Analysts
SEBI Grants In-Principle Nod to BSE for Global Exchange(02.11.2016)
Market regulator SEBI has given in-principle approval to BSE to set up international exchange and clearing corporations at GIFT city.
Tags : SEBI, BSE, international exchange, GIFT city
SAT Fines SEBI for 2017 Order(20.06.2019)
Securities Appellate Tribunal (SAT) has imposed a penalty of Rs 50,000 on Securities and Exchange Board of India (SEBI) after a person aggrieved by a .....
Tags : SAT, SEBI
SEBI Tightens Rules for Usage of Client Funds by Brokerages(21.06.2019)
Securities and Exchange Board of India (SEBI) has tightened the rules for usage of client funds by brokerages and asked brokers to transfer the securi.....
Tags : Securities and Exchange Board of India, SEBI
Corporate Affairs Ministry, SEBI to Start Automatic Data Exchange(08.06.2019)
A Data Exchange Steering Group also has been constituted for the initiative, which would meet periodically to review the data exchange status and take.....
Tags : SEBI
SC Allows Disbursal of Funds to Depositors from SEBI Sahara Fund(30.03.2023)
Supreme Court has allowed Centre’s application seeking allocation of ? 5,000 crore out of ? 24,979 crores from SEBI-Sahara Fund to repay the dues of t.....
Tags : Supreme Court, SEBI-Sahara Fund, Sahara Group, Depositors
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Comes into Force(01.12.2015)
SEBI on 2 September 2015 notified SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, which has come into force from 1 December .....
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SEBI Eases Penal Provision for Deemed Public Offers(01.12.2015)
Securities and Exchange Board of India (SEBI) has said that unlisted companies raising funds through securities without having a public offer document.....
Tags : SEBI, unlisted companies
SC Seeks Response on Impleadment of SEBI in Panama Papers Case(25.11.2016)
Supreme Court has sought response on plea of market regulator SEBI that it has been dragged as a party in a PIL seeking a court-monitored CBI probe ag.....
Tags : Supreme Court, SEBI, Panama papers
SEBI Issues Framework for Stock Exchanges & Clearing Corporations at IFSCs(29.11.2016)
Securities and Exchange Board of India (Sebi) has issued a new framework for functioning of Stock Exchanges and Clearing Corporations that are setting.....
Tags : SEBI, Stock Exchanges, Clearing Corporations, IFSCs
App. Filed in SC Seeking Direction on Union to Submit Reports on Share Market Crash After Election(10.06.2024)
In a plea filed in the Supreme Court, directions have been sought to the Securities and Exchange Board of India (SEBI) and the Central Government to s.....
Tags : Supreme Court, Share Market Crash, SEBI
SC: Fees to Director Not Exempted Under Clause 4 Schedule III of SEBI Stock Broker Regulations(22.03.2023)
Supreme Court while upholding SEBI’s decision to not to grant exemption to corporate entity from payment of fees to director under Clause 4 of Schedul.....
Tags : Supreme Court, SEBI, SEBI Stock Broker Regulations, Director
Securities and Exchange Board of India (SEBI) Issues New Listing Norms for Stock Exchanges(04.01.2016)
SEBI has announced detailed guidelines for stock exchange compliance to disclosure and listing regulations including for ensuring 'fit and proper' sta.....
Tags : SEBI, stock exchange
Securities and Exchange Board of India (Sebi) Notifies Norms to Dilute Powers of its Chairman(21.09.2015)
Sebi has notified new norms that will dilute its chairman's powers on conduct of search and seizure of defaulters' properties, with permission for suc.....
Tags : Sebi norms
Sebi Penalises PACL with Rs 7,269 crore for Fraudulent Mobilisation of Public Funds(23.09.2015)
Sebi has imposed Rs 7,269 crore penalty on PACL and its four directors for fraudulent mobilisation of funds from the public, saying it deserves “maxi.....
Tags : Sebi, PACL
SEBI Fines ICICI Bank, Compliance Officer Rs 12 lakh for Disclosure Lapses(13.09.2019)
SEBI has levied a total fine of Rs 12 lakh on ICICI Bank Ltd and its compliance officer for disclosure lapses, including delayed disclosure of binding.....
Tags : SEBI, ICICI Bank
SC in Adani-Hindenburg Probe Case: SEBI can’t Take Indefinitely Long Period(15.05.2023)
Supreme Court while hearing SEBI’s application seeking extension of 6 more months to complete probe in Adani-Hindenburg probe case, has directed SEBI .....
Tags : Supreme Court, Adani-Hindenburg Probe, SEBI
Apex Court Questions SEBI on IL&FS Fraud Probe(16.07.2019)
Apex Court has asked SEBI as to why it should not be directed to probe IL&FS fraud and protect investors. While extending its earlier order that staye.....
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Insider Trading: SEBI Issues New Norms for Reporting Violations of Code(22.07.2019)
SEBI has come out with standardized format for reporting violations of code of conduct, formulated under Prohibition of Insider Trading norms.
Tags : SEBI, Insider Trading
SEBI Directs Hotel Leela to Share Details of Transactions Between Firm, Brookfield and Promoters(24.07.2019)
Securities and Exchange Board of India (SEBI) has directed Hotel Leelaventure to provide additional disclosures in postal ballot notice for asset sale.....
Tags : SEBI, Hotel Leela
SEBI Relaxes Delisting Norms for Small Companies(14.01.2016)
Securities and Exchange Board of India (SEBI) has relaxed norms for small companies with thinly traded shares to delist from the stock exchanges. Now,.....
Tags : SEBI , Delisting Norms
SEBI Opens Fresh Avenues for Firms to List on Nation-Wide Bourses(12.10.2016)
Securities and Exchange Board of India (SEBI) in order to safeguard investors of firms listed on non-operational bourses, has allowed such companies t.....
Tags : SEBI , non-operational bourses
SAT Levies Rs 50,000 Penalty on SEBI for Lapses in Probe(01.07.2019)
Securities Appellate Tribunal (SAT) has levied a penalty on the Securities and Exchange Board of India (SEBI) in a rare instance of the capital market.....
Tags : SAT, SEBI, Penalty