Search Results for Tag : Investor
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SEBI Introduces special situation funds under Alternative Investment Funds Regulation(27.01.2022)
SEBI (Alternative Investment Funds) Regulations, 2012 ("AIF Regulations"), have been amended and notified on January 24, 2022, to introduce Special Si.....
Tags : Introduction, SSF, Interest, Investor
Prime Minister launches RBI’s two customer-centric initiatives(12.11.2021)
Prime Minister launches two customer-centric initiatives of the Reserve Bank of India (RBI) for investors that is RBI Retail Direct (RBI-RD) scheme an.....
Tags : Scheme, Launch, Investors
News
#Union Budget 2021-2022: Finance Minister Proposes to Introduce Investor Charter(01.02.2021)
Finance Minister proposes to introduce an investor charter as a right for all investors in all financial products and to amend the Insurance Act, 1938.....
Tags : Finance Minister, Union Budget, Investor Charter
SEBI Permits Foreign Players to Buy Shares Via Primary Markets(17.02.2017)
Securities and Exchange Board of India (Sebi) has allowed foreign investors to acquire shares through primary markets in depositories and clearing cor.....
Tags : Securities and Exchange Board of India, foreign investors
Govt Extends Due Date of Transfer of Shares to IEPF Authority, New Dates to Notify Soon(31.05.2017)
Ministry of Corporate Affairs has extended due date of transfer of shares to Investor Education and Protection Fund (IEPF) Authority which earlier was.....
Tags : Ministry of Corporate Affairs, Investor Education and Protection Fund
NCLT Allows IL&FS to Sell 51% in Wind Units to Japanese Investor(29.08.2019)
National Company Law Tribunal (NCLT) has approved the sale of the wind energy assets of IL&FS to Japan’s Orix Corp, one of the original investors in t.....
Tags : NCLT, Japanese Investor
RBI Notifies Increase in FPI Holding Limits(07.10.2015)
Reserve Bank of India (RBI) has notified that Foreign Portfolio Investors (FPI) would be able to hold up to R1.66 lakh crore worth of government secur.....
Tags : Reserve Bank of India ,Foreign Portfolio Investors
CBDT: Sebi-Registered FPIs get I-T Filing Relief(11.12.2015)
Central Board of Direct Taxes (CBDT) has clarified that incomplete or deficient returns filed by Foreign Portfolio Investors (FPIs) would not be treat.....
Tags : Central Board of Direct Taxes , Foreign Portfolio Investors
RBI Increases Investment Limit of FPIs(30.03.2016)
Reserve Bank of India (RBI) has increased investment limit of Foreign Portfolio Investors (FPIs) in central government bonds to Rs 2 lakh crore, from .....
Tags : Reserve Bank of India, Foreign Portfolio Investors
Reserve Bank of India Raises Investment Cap for FPIs in Corporate and Government Debt Instruments(24.01.2020)
Reserve Bank of India has raised the investment limit for foreign portfolio investors in Government and Corporate Bonds, in a bid to bring in more for.....
Tags : Reserve Bank of India, Investment Cap for Foreign Portfolio Investors
Securities and Exchange Board of India Unveils New FPI Registration Application(05.02.2020)
Securities and Exchange Board of India has come out with a common application form for registration of foreign portfolio investors, to enhance operati.....
Tags : Securities and Exchange Board of India, Application for Foreign Portfolio Investors Registration
RBI’s Nod to FPIs to Invest in Unlisted Debt Securities(17.05.2016)
Reserve Bank of India (RBI) has allowed Foreign Portfolio Investors (FPIs) to invest in unlisted debt securities as well as in securitised debt instru.....
Tags : Reserve Bank of India , Foreign Portfolio Investors
SC Says, Foreign Investor Must Be Protected(02.02.2016)
Supreme Court, in order to give boost to confidence of foreign investors in India, has said their interests must be secured and protected by the count.....
Tags : Supreme Court,Foreign Investor
SEBI Eases Norms for Foreign Portfolio Investors(30.06.2016)
Securities and Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors who had issued participatory notes under the erstwhile regulatio.....
Tags : Securities and Exchange Board of India , Foreign Portfolio Investors
SEBI Relaxes Mutual Fund Norms on Unclaimed Investor Money(26.02.2016)
Securities and Exchange Board of India (SEBI) has relaxed mutual fund norms to allow Asset Management Companies (AMCs) to invest unclaimed redemption .....
Tags : Securities and Exchange Board of India, Unclaimed Investor Money
SEBI Notifies Rules on Co-Investment Made by Investors of Alternative Investment Funds(15.11.2021)
Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Alternative Investment Funds) (Fifth Amendment.....
Tags : Securities and Exchange Board of India, Investors of Alternative Investment Funds
RBI: Retail Investors can Access G-Sec Market(29.07.2016)
Reserve Bank of India (RBI) has said that retail investors can access Government Securities (G-Sec) market, in a seamless manner from August 16.
Tags : Reserve Bank of India, G-Sec, retail investors
Notifications & Circulars
Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders(07.09.2016)
In terms of section 21A of the Securities Contracts (Regulation) Act, 1956 (SCR Act) read with rule 21 of the Securities Contracts (Regulation) Rules,.....
Tags : Restrictions, Promoters, Delisted Companies, Investors interest, Protection
Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Amendment Rules, 2019(01.05.2019)
In exercise of the powers conferred by sub-sections (1), (2), (3), (4), (8), (9), (10) and (11) of section 125 and sub-section (6) of section 124, rea.....
Tags : Rules, Amendment, Investor Education
Management and advisory services by AMCs to Foreign Portfolio Investors(16.12.2019)
1. Consequent to the notification of SEBI (Foreign Portfolio Investors) Regulations, 2019 (hereinafter referred as "FPI Regulations"), Regulation 24 (.....
Tags : Advisory services, AMCs, Investors
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015-Amendments(09.07.2020)
1. Kindly refer to SEBI (IFSC) Guidelines, 2015 which were notified by SEBI on March 27, 2015 and SEBI Circular dated July 27, 2017.
2. In o.....
Tags : Guidelines, Amendments, Interests, Investors
SEBI Chairman launches Securities Market Trainers (SMARTs) Program - a new SEBI initiative for enhancing Investor Education activities(25.11.2020)
Shri Ajay Tyagi, Chairman, SEBI launched the Securities Market Trainers (SMARTs) progamme in Mumbai today. The SMARTs programme is a new initiative of.....
Tags : SMARTs Program, Investor Education activities
Publishing of investor charter and disclosure of complaints by Debenture Trustees on their websites(30.11.2021)
1. In order to facilitate investor awareness about various activities where an investor has to deal with DTs for availing various services, SEBI has d.....
Tags : Publishing, Investor Charter, Disclosure, Complaints
SEBI publishes Consultation Paper on strengthening the Investor Grievance Redressal Mechanism in the Indian Securities Market by harnessing Online Dispute Resolution mechanisms(21.12.2022)
As part of its endeavour to further enhance the protection of investors, SEBI proposes to strengthen the Investor Grievance Redressal Mechanism in the.....
Tags : Consultation Paper, Strengthening, Investor Grievance Redressal Mechanism
Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2023(15.03.2023)
In exercise of the powers conferred by sub-section (1) of Section 30 read with sub-section (1) of Section 11, clause (ba) of sub-section (2) of sectio.....
Tags : Foreign Portfolio Investors, Amendment, Regulations
Guidelines with respect to excusing or excluding an investor from an investment of AIF(10.04.2023)
1. SEBI Circular No. SEBI/HO/IMD/DF6/CIR/P/2020/24 dated February 05, 2020, inter- alia, introduced template(s) for Private Placement Memorandum (PPM).....
Tags : Guidelines, Investor, AIF
Report on Applicability of Minimum Alternate Tax on FIIs / FPIs for the period prior to 01.04.2015(27.08.2015)
The Ministry of Finance released its Report on 'Applicability of
Minimum Alternate Tax on FIIs / FPIs for the period prior to 01.04.2015'. The Commit.....
Tags : Minimum alternate tax, report, 2015, foreign institutional investors
Clarification regarding taxability of income earned by NRI investor from off-shore investments in investment fund routed through an Alternative Investment Fund(12.07.2023)
1. CBDT Circular No.14/2019 dated 03.07.2019 was issued to clarify the taxability of income earned by a non-resident investor from outside India (off-.....
Tags : Clarification, Taxability, Non-resident investor
Notification regarding new technology to strengthen SEBI Complaint Redressal System for Investors(01.04.2024)
In its continuous pursuit of protection of interests of investors in the securities market, SEBI has launched the new version of the SEBI Complaint Re.....
Tags : New technology, Complaint Redressal System, Investors
Know Your Client (KYC) Requirements for Foreign Portfolio Investors (FPIs)(21.08.2018)
SEBI had issued circular No. CIR/IMD/FPIC/CIR/P/2018/64 dated April 10, 2018 in order to strengthen know your client (KYC) framework for foreign portf.....
Tags : KYC, Requirements, Portfolio Investors
Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2020(07.04.2020)
In exercise of the powers conferred by sub-section (1) of Section 30 read with sub-section (1) of Section 11, clause (ba) of sub-section (2) of Sectio.....
Tags : Amendment, Regulations, Foreign Portfolio Investors
Remittance of Refund Amounts to Investors of PACL(10.10.2018)
SEBI in compliance of the order dated February 02, 2016 of the Hon'ble Supreme Court of India in the matter of Subrata Bhattacharya V. Securities and .....
Tags : Remittance, Refund Amounts, Investors
Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19(13.04.2020)
1. In wake of the current nationwide lock down of 21 days as directed by Government of India due to issue of Covid-19, a need has been felt to extend .....
Tags : Investors request, Relaxation, Prescribed timelines
SEBI advises Franklin Templeton mutual fund to focus on returning money to investors(07.05.2020)
SEBI has advised Franklin Templeton mutual fund (FT) to focus on returning money to investors, in the context of their winding up six of their debt sc.....
Tags : Advisory, Returning of money, Investors
SEBI guidelines on utilisation of Investor Protection Fund(07.06.2016)
SEBI issued guidelines on utilisation and investment aspects of the Investor Protection Fund.
It notified use of the Fund for investor educ.....
Tags : investor protection fund, depositories, trust, investment
Notification regarding new technology to strengthen SEBI Complaint Redressal System for Investors(01.04.2024)
In its continuous pursuit of protection of interests of investors in the securities market, SEBI has launched the new version of the SEBI Complaint Re.....
Tags : New technology, Complaint Redressal System, Investors
Caution to Investors against unsolicited investment tips(14.10.2020)
It has come to the notice of the Securities and Exchange Board of India (SEBI) that unsolicited messages containing stock tips/ investment advice with.....
Tags : Caution, Investors, Investment tips
Participation of Foreign Portfolio Investors (FPIs) in Government securities on NDS-OM platform(20.10.2016)
In terms of RBI circular FMRD.DIRD.06/14.03.007/2014-15 dated March 20, 2015, FPIs are currently permitted to transact in the Over-The-Counter (OTC) m.....
Tags : Foreign Portfolio, Investors, Participation
SEBI cautions investors against impersonation(12.04.2021)
It has come to the notice of the Securities and Exchange Board of India (SEBI) that unscrupulous elements are cheating investors / public using the na.....
Tags : Cautions, Investors, Impersonation
RTA inter-operable platform for enhancing investors' experience in Mutual Fund transactions/service requests(26.07.2021)
In order to make it more convenient to the existing and future investors to transact and avail services while invested in Mutual Funds and pursuant to.....
Tags : Inter-operable platform, Mutual Fund, Investors
Investor Grievance Redressal System and Arbitration Mechanism(16.11.2015)
The Securities and Exchange Board of India issued a circular addressing the efficacy of the investor redressal and arbitration mechanism at commodity .....
Tags : Commodity exchange, investor, grievance, redressal
Investment by Foreign Portfolio Investors in Corporate Bonds(26.11.2015)
The Reserve Bank of India has permitted Foreign Portfolio Investors to acquire NCDs/bonds which are under partial or full default of repayment of prin.....
Tags : Foreign portfolio investors, corporate bonds, default
Committee constituted to dispose of land purchased by PACL(17.02.2016)
The Securities and Exchange Board of India constituted a Committee to dispose of land purchased by PACL and payment of proceeds to investors who inves.....
Tags : Pacl, committee, land, investors
Non-applicability of provisions of Sub-rule (1A) of Rule 9 of the Prevention of Money-laundering (Maintenance of Records) Rules, 2005 to the Foreign Portfolio Investor(04.01.2022)
In exercise of the powers conferred by sub-clause (i) of clause (h) of sub-rule (2) of rule 9A of the Prevention of Money-laundering (Maintenance of R.....
Tags : Non-applicability, Provisions, Foreign Portfolio Investor
RBI proposes foreign investors hold securities in demat(09.05.2016)
The Reserve Bank of India proposed requiring foreign investment by non-residents in debt, equity and securities be made only in dematerialised form.Tags : Demat, foreign investor, transparency
Publishing investor charter and disclosure of investor complaints by Merchant Bankers on their websites for private placement of units by InvITs proposed to be listed(16.12.2021)
1. With a view to provide investors relevant information about the primary market issuances by InvITs, an Investor Charter has been prepared by SEBI i.....
Tags : Investor charter, Disclosure, Investor complaints
Centralized mechanism for reporting the demise of an investor through KRAs(03.10.2023)
1. It has been decided to introduce a centralized mechanism for reporting and verification in case of the demise of an investor and thereby smoothen t.....
Tags : Centralized mechanism, Demise, Investor
SEBI DRG II Study Suggests Measures To Enhance Retail Participation(01.03.2016)
The Securities and Exchange Board of India released its Development Research Group - II (DRG- II) Study titled, "The elusive retail investor: How deep.....
Tags : retail investment, capital market, small investors