Search Results for Tag : securities
International Cases
Application for declaratory relief to validate trading in securities issued without a valid cleansing prospectus can be allowed where no blatant or flagrant disregard of obligations(10.12.2021)
In present case, on 18 November 2021, the Plaintiff, Arizona Lithium Ltd (Arizona), filed an originating process seeking orders under Section 1322(4)(.....
Tags : Trading, Securities, Prospectus
Top Story
SEBI issues stricter norms to prevent client securities misuse(25.02.2020)
In order to prevent the misuse of client’s securities by broker, the Security and Exchange Board of India (SEBI) has issued a circular tightening the .....
Tags : Client securities, Misuse, Norms
Government allows direct listing of securities by public Indian companies on International Exchanges of GIFT-IFSC(24.01.2024)
The Department of Economic Affairs, Ministry of Finance, has amended Foreign Exchange Management (Non-debt Instruments) Rules, 2019, and notified the .....
Tags : Direct listing, Securities, Companies
Notifications & Circulars
Investments by FPIs in Corporate Debt Securities(28.02.2017)
1. RBI on October 24, 2016, had amended the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside India) (Twelfth Am.....
Tags : Investment, Securities, FPIs
Guidelines on Stripping/Reconstitution of Government Securities(03.05.2018)
1. Please refer to paragraph 7 of the Statement on Regulatory and Developmental Policies announced on April 5, 2018 regarding review of the mechanism .....
Tags : Reconstitution, Government Securities, Guidelines
Facility of “Basic Services Demat Account" (BSDA) with limited services introduced(10.04.2019)
1. SEBI vide circulars CIR/MRD/DP/22/2012 dated August 27, 2012 and CIR/MRD/DP/20/2015 dated December 11, 2015, introduced the facility of "Basic Serv.....
Tags : BSDA limit, Debt Securities, Introduction
Electronic book mechanism for issuance of debt securities on private placement basis(21.04.2016)
The Securities and Exchange Board of India lay a framework for issuance of debt securities on private placement basis through electronic book mechanis.....
Tags : electronic book, debt securities, private placement
Transfer of securities held in physical mode - clarification(27.03.2019)
The Board, on March 28, 2018, decided that except in case of transmission or transposition of securities, requests for effecting transfer of securitie.....
Tags : Transfer, Securities, Physical mode
Online Registration Mechanism for Custodian of Securities(09.08.2017)
1. Hon'ble Minister of Finance, Government of India, in his speech while presenting the Budget for FY 2017-18 on February 01, 2017, announced that the.....
Tags : Registration, Online, Custodian, Securities
Transactions in Government securities by Foreign Portfolio Investors: Reporting(07.06.2021)
1. Over the counter (OTC) transactions in Government securities (including State Development Loans and Treasury Bills) undertaken by market participan.....
Tags : Transactions, Government securities, FPI
Review of framework for public issuance of Convertible Securities(01.12.2015)
The Securities and Exchange Board of India has released a discussion paper reviewing the framework for public issuance of convertible securities. The .....
Tags : Convertible securities, review, debt, term
Transmission of securities to joint holder(s)(18.10.2021)
1. The norms pertaining to transmission of securities to joint holders(s) are provided in clause 23 of Table F in schedule 1 read with section 56(2) &.....
Tags : Transmission, Securities, Joint holder(s)
Issuance of securities in dematerialized form in case of investor service requests(25.01.2022)
1. As an on-going measure to enhance ease of dealing in securities markets by investors, it has been decided that listed companies shall henceforth is.....
Tags : Issuance, Securities, Dematerialized form
Disclosure Requirements for Issuance and Listing of Green Debt Securities(30.05.2017)
Disclosure Requirements for Issuance and Listing of Green Debt Securities
1. SEBI (Issue and Listing of Debt Securities) Regulations.....
Tags : Securities, Green debt, Requirement
Issuance of special securities(23.02.2022)
Government of India hereby notifies the issue of (i) Non-interest bearing (Non-transferable) Special GoI Security, 2032; (ii) Non-interest bearing (No.....
Tags : Issuance, Special securities, Notification
Revision to operational circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper(08.03.2022)
1. Chapters I and II of the Operational Circular no. SEBI/HO/DDHS/P/CIR/2021/613 dated August 10, 2021, issued by SEBI, provides the procedures pertai.....
Tags : Revision, Operational circular, Non-convertible Securities
Extension of timelines for entering and verification of details of existing outstanding non-convertible securities in 'Security and Covenant Monitoring' system hosted by Depositories(05.01.2023)
1. SEBI vide Circular SEBI/HO/MIRSD/MIRSD_CRADT/CIR/P/2021/618 dated August 13, 2021 specified the manner of recording of charges by Issuers and manne.....
Tags : Extension, Timelines, Non-convertible securities
Operational Guidance - Amendment to Securities and Exchange Board of India (Buy-back of Securities) Regulations, 2018(08.03.2023)
1. SEBI has notified Securities and Exchange Board of India (Buy-Back of Securities) (Amendment) Regulations, 2023 on February 07, 2023. The link for .....
Tags : Operational Guidance, Amendment, Buy-back of Securities
Transfer of securities only in demat form - Deadline extended till April 1, 2019(03.12.2018)
The Board, on March 28, 2018, decided that except in case of transmission or transposition of securities, requests for effecting transfer of securitie.....
Tags : Transfer, Securities, Demat form
CCI approves Kora Master Fund LP investment of up to 10% ($75 million) in Edelweiss Securities Limited(16.10.2019)
The Competition Commission of India (CCI) has approved Kora Master Fund LP investment of up to 10% ($75 million) in Edelweiss Securities Limited under.....
Tags : Investment, Approval, Edelweiss Securities
Investment by Foreign Portfolio Investors in Government Securities(06.10.2015)
Reserve Bank of India has enhanced the limit for investment by Foreign Portfolio Investors in Government Securities. The increase in investment will b.....
Tags : Fpi, investment, government, securities
Review of the capacity planning framework of stock exchanges and clearing corporations(08.10.2015)
Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need f.....
Tags : Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need for stock exchanges and clearing corporations to maintain sufficient capacity to be able to handle the increased demand. Some of new directions with regards to capacity are: installed capacity being at least one and a half times of projected peak load; and all software and hardware needs to be adequately sized to meet the requirements.
Guidelines for Value Free Transfer of Government Securities(05.10.2021)
1. A reference is invited to Notification No.78 dated November 16, 2018 on Value Free Transfer (VFT) of Government Securities - Guidelines under which.....
Tags : Guidelines, Transfer, Government Securities
Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA(20.07.2022)
1. SEBI issued circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/123 dated November 05, 2019 detailing the e-KYC Authentication facility under section 11A of .....
Tags : E-KYC, UIDAI, Securities Market
Standardisation of procedure to be followed by Debenture Trustee(s) in case of 'Default' by Issuers of listed debt securities(13.10.2020)
1. Representations were made by Debenture Trustee(s) regarding the process to be followed in case of 'Default' by issuers of listed debt securities. A.....
Tags : Standardisation, Procedure, Debt securities
Execution of 'Demat Debit and Pledge Instruction' (DDPI) for transfer of securities towards deliveries/settlement obligations and pledging/re-pledging of securities-Clarification(06.10.2022)
1. SEBI vide circular no. SEBI/HO/MIRSD/DoP/P/CIR/2022/44 dated April 04, 2022, issued guidelines regarding execution of 'Demat Debit and Pledge Instr.....
Tags : Execution, DDPI Transfer, Securities
SEBI signs IOSCO's Enhanced Multilateral MoU(23.12.2021)
SEBI has signed the Enhanced Multilateral Memorandum of Understanding (EMMoU) of the International Organization of Securities Commissions (IOSCO) on D.....
Tags : MoU, Signing of, Securities markets
Securities Transaction Tax (1st Amendment), Rules, 2022(18.01.2022)
In exercise of the powers conferred section 114 of the Finance (No. 2) Act, 2004, (23 of 2004), the Central Government hereby makes the following rule.....
Tags : Rules, Amendment, Securities Transaction Tax
Write-off of debt securities held by FPIs who intend to surrender their registration(08.11.2021)
1. SEBI, vide circular number IMD/FPI&C/CIR/P/2019/124 dated November 05, 2019, read with circular number SEBI/HO/IMD/FPI&C/CIR/P/2020/177 dated Septe.....
Tags : Write-off, Debt securities, FPIs
Acceptance of Central Government Securities by Clearing Corporations towards Core Settlement Guarantee Fund (SGF) Contribution by Clearing Members(26.04.2017)
1) SEBI vide circular no. CIR/MRD/DRMNP/25/2014 dated August 27, 2014, specified the guidelines for Core Settlement Guarantee Fund, Default Waterfall .....
Tags : Securities, Acceptance, Core Settlement
Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode(20.03.2024)
1. Para 1.12 of SEBI Master circular for Depositories dated October 06, 2023 prescribed guidelines to address the concerns arising out of transfer of .....
Tags : Safeguards, Transfer, Securities
Conversion/Switch of Government of India (GoI)'s Securities(17.02.2022)
As per the issuance Calendar for Marketable Dated Securities, auction for switches of government securities is scheduled on the third Monday of every .....
Tags : Conversion, GoI, Securities
Sale of Securities held in Held to Maturity (HTM) Category - Accounting treatment(10.06.2019)
Please refer to Para 16.2 of Master Circular DCBR.BPD.(PCB).MC.No.4/16.20.000/2015-16 dated July 01, 2015 on Investments by Primary (Urban) Co-operati.....
Tags : Securities, Sale, Accounting treatment
Reduction in denomination of debt securities and non-convertible redeemable preference shares(03.07.2024)
1. Chapter V (Denomination of issuance and trading of Non-convertible Securities) of the Master Circular no. SEBI/HO/DDHS/PoD1/P/CIR/2024/54 dated May.....
Tags : Reduction, Denomination, Debt securities
RBI Announces OMO Purchase of Government of India Dated Securities(06.09.2016)
Based on the current assessment of prevailing and evolving liquidity conditions, the Reserve Bank has decided to conduct purchase of Government securi.....
Tags : Government securities, Purchase, Open Market Operations
Budget 2024-25 Introduces Enhanced Deductions and Revised Tax Slabs(23.07.2024)
What is Income Tax?
Income tax is a government levy on the income earned by individuals and businesses during a financial year. "Income" enc.....
Tags : Income Tax Return, Commercial Properties, Securities Transaction Tax
Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates(25.05.2022)
1. SEBI has reviewed the process followed by the Registrars to an Issue and Share Transfer Agents ("RTAs") and the Issuer companies for issuance of du.....
Tags : Simplification, Procedure, Duplicate securities certificates
Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Seventh Amendment) Regulations, 2015(27.10.2015)
The Securities and Exchange Board of India has introduced Regulations to amend the Securities and Exchange Board of India (Issue of Capital and Disclo.....
Tags : Securities, prospectus, information, legible
Private Placement of Special Securities under UDAY scheme(19.09.2016)
The Punjab Government proposes to issue Special Securities of a notified amount of 559.12 cr, under the Ujjwal Discom Assurance Yojna Scheme (UDAY). I.....
Tags : Special Securities, Private Placement
SEBI signs a bilateral Memorandum of Understanding with The European Securities and Markets Authority(20.07.2017)
The Securities and Exchange Board of India (SEBI) has entered into a Memorandum of Understanding (MoU) with The European Securities and Markets Author.....
Tags : Bilateral, MOU, European Securities
News
SEBI’s Directions to Listed Firms on Audit Qualifications(30.05.2016)
Securities and Exchange Board of India (SEBI) has asked all listed companies to disseminate the cumulative impact of all audit qualifications in a sep.....
Tags : Securities and Exchange Board of India, Listed Firms
SEBI Notifies Winding Down Policy for Depositories(31.05.2016)
Securities and Exchange Board of India (SEBI) has notified new framework for orderly winding down of depositories in the events like a depository goin.....
Tags : Securities and Exchange Board of India, Depositories
SEBI Appointment: Delhi HC asks Economic Affairs Secretary to Reply to Contempt Plea(07.06.2016)
Delhi High Court has directed the economic affairs secretary to reply to a contempt plea for not complying with a court order related to the re-appoin.....
Tags : Delhi High Court, economic affairs secretary, Securities and Exchange Board of India ( SEBI )
SEBI Tightens Norms on P-Notes, Effective July 1(13.06.2016)
Securities and Exchange Board of India (SEBI) has tightened its Know-Your-Client (KYC) and disclosure rules on issue of Participatory Notes (P-notes),.....
Tags : Securities and Exchange Board of India , P-Notes
Securities and Exchange Board of India Bans Former Diageo Executive for 7 Years(15.01.2020)
Securities and Exchange Board of India has banned the Nishat Shailesh Gupte, a former official of Diageo Plc, from the capital markets for 7 years for.....
Tags : Securities and Exchange Board of India, Diageo
Securities Appellate Tribunal Upholds SEBI’s Order Levying Fine on PACL Limited(15.01.2020)
Securities Appellate Tribunal has upheld the order of Securities and Exchange Board of India levying a fine of Rs. 2423 Crores on four directors of PA.....
Tags : Securities and Exchange Board of India, Securities Appellate Tribunal, PACL Limited
SEBI Issues Listing Guidelines for InvITs(12.05.2016)
Securities and Exchange Board of India (SEBI) has issued listing guidelines for Infrastructure Investment Trusts (InvITs).
Tags : Securities and Exchange Board of India, InvITs
SEBI Tightens P-Note Norms(20.05.2016)
Securities and Exchange Board of India (SEBI) has tightened rules on issue of Participatory Notes (P-Notes) to bring in more transparency and curb mis.....
Tags : Securities and Exchange Board of India , P-Notes
SEBI Bans Reliance Industries, Others From Equity Derivative Market For 1 Year(27.03.2017)
Securities and Exchange Board of India (Sebi)has barred Reliance Industries Ltd (RIL) and 12 other entities from dealing in equity derivatives futures.....
Tags : Securities and Exchange Board of India, Reliance Industries
SEBI Issues Notice to National Stock Exchange over Chief Operating Officer Pick(12.02.2020)
Securities and Exchange Board of India has issued show-cause notices to the National Stock Exchange over the appointment and promotion of Anand Subram.....
Tags : Securities and Exchange Board of India, National Stock Exchange, Chief Operating Officer
SEBI Asks National Stock Exchange to Divest Entire Stake in Computer Age Management Services Ltd.(13.02.2020)
Securities and Exchange Board of India has asked the National Stock Exchange of India to divest its 37% stake in the Computer Age Management Services .....
Tags : Securities and Exchange Board of India, National Stock Exchange, CAMS
Securities and Exchange Board of India Asks CARE Board to Remove Chairman Mainak(13.02.2020)
Securities and Exchange Board of India has asked the board of rating agency CARE Ratings to remove chairman S B Mainak after a forensic report said th.....
Tags : Securities and Exchange Board of India, CARE Rating Chairman
SEBI Introduces System to Detect Misuse of Client Securities by Brokers(14.02.2020)
Securities and Exchange Board of India has introduced a system to monitor and detect misuse of client securities by stockbrokers in the wake of Karvy .....
Tags : Securities and Exchange Board of India, Misuse of Client Securities by Brokers
SEBI Permits Foreign Players to Buy Shares Via Primary Markets(17.02.2017)
Securities and Exchange Board of India (Sebi) has allowed foreign investors to acquire shares through primary markets in depositories and clearing cor.....
Tags : Securities and Exchange Board of India, foreign investors
Securities Appellate Tribunal Maintains Status Quo in Axis- Karvy Case(22.01.2020)
Securities Appellate Tribunal has extended its status quo order in the case of Axis Bank and Karvy Stock Broking till January 31.
Tags : Securities Appellate Tribunal, Axis Bank, Karvy Stock Broking Case
Securities and Exchange Board of India Reaffirms Earlier Ruling in Sahara Case(22.01.2020)
Securities and Exchange Board of India has reaffirmed its ruling in the Sahara India Commercial Corporation Limited case, which had directed the legal.....
Tags : Securities and Exchange Board of India, Sahara Case
SEBI Asks Franklin Templeton to Explain Vodafone Idea Write- Down(23.01.2020)
Securities and Exchange Board of India has asked Franklin Templeton Mutual Fund to explain its decision to assign zero value to Vodafone Idea debentur.....
Tags : Securities and Exchange Board of India, Vodafone Idea Write Down
Securities and Exchange Board of India Fines Jindal Cotex Officials for GDR Fraud(24.01.2020)
Securities and Exchange Board of India has slapped a fine of Rs. 10.7 Crores on Jindal Cotex and its three officials in a matter related to manipulati.....
Tags : Securities and Exchange Board of India, Jindal Cotex, GDR Fraud
SEBI: Non-Compliance of Provisions to attract Procedure for Revocation and Suspension of Trading(27.01.2020)
Security Exchange Board of India (SEBI) has issued a circular stating that if in case the recognized stock exchange and depositors do not comply with .....
Tags : Securities and Exchange Board of India, Non- Compliance
Securities and Exchange Board of India Fines 21 Entities for Fraudulent Trading(28.01.2020)
Securities and Exchange Board of India has slapped a total fine of Rs 1.89 Crores on 21 entities for executing fraudulent trading in Sarang Chemicals .....
Tags : Securities and Exchange Board of India, Fraudulent Trading
Income-Tax Tribunal: Gains from Penny Stocks Not Bogus(22.06.2016)
Income-Tax Tribunal has ruled that gains from penny stocks cannot be termed as bogus just because the Securities and Exchange Board of India is inquir.....
Tags : Income-Tax Tribunal , Securities and Exchange Board of India , Penny Stocks
SEBI Relaxes Currency Derivatives Rules(23.06.2016)
Securities and Exchange Board of India (SEBI) has relaxed currency derivatives rules, allowing participants to continue to hold on to their open posit.....
Tags : Securities and Exchange Board of India, Currency Derivatives Rules
SAT: Regulator Abetting Corruption in Insurance Business Can’t Be Tolerated(19.03.2018)
Securities Appellate Tribunal has directed Insurance Regulatory and Development Authority of India to relook into the complaint of a United Kingdom-ba.....
Tags : Securities Appellate Tribunal, Insurance
Securities and Exchange Board of India Bans Resurgere Executives for GDR Violation(24.02.2020)
Securities and Exchange Board of India has restrained the officials of Resurgere Mines and Minerals India from accessing securities market for up to t.....
Tags : Securities and Exchange Board of India, Resurgere Mines and Minerals India
Securities and Exchange Board of India Bars Transfer of Client Securities to Accounts of Brokers(26.02.2020)
Securities and Exchange Board of India has banned the transfer of client securities to Demat accounts of trading and clearing members. The Board furth.....
Tags : Securities and Exchange Board of India, Transfer of Client Securities to Accounts of Brokers
Securities and Exchange Board of India Allows Direct Sales of Mutual Funds on Exchanges(27.02.2020)
Securities and Exchange Board of India has allowed investors to directly use the infrastructure of stock exchanges to purchase and redeem units direct.....
Tags : Securities and Exchange Board of India, Direct Sales of Mutual Funds on Exchanges
SEBI Bans 27 Entities from Capital Markets(06.01.2016)
Securities and Exchange Board of India (SEBI) has barred 27 entities from the securities market for indulging in fraudulent trading in shares of Gemst.....
Tags : Securities and Exchange Board of India, Gemstone Investments, Spectacle Infotek
SEBI Raises Norms for MF Investment in Corporate Debt(12.01.2016)
Securities and Exchange Board of India (SEBI) has tightened norms for investment by debt-oriented Mutual Fund (MF) plans and introduced caps on how mu.....
Tags : Securities and Exchange Board of India , Mutual Fund
SEBI Approves Norms to Make “e-Book” Must for Pvt. Placement Debt(12.01.2016)
Securities and Exchange Board of India (SEBI) has approved new norms to make electronic book mandatory for all private placement issues on debt basis,.....
Tags : Securities and Exchange Board of India, electronic book
SEBI Stiffens Operating Conditions for Commodity Exchanges(12.01.2016)
Securities and Exchange Board of India (SEBI) has stiffened operating conditions for commodity exchanges and said, “If there is no trading operation o.....
Tags : Securities and Exchange Board of India , commodity exchanges
SEBI Bars Kirloskar Brothers from Markets for 6 Months(22.10.2020)
Securities and Exchange Board of India has barred three Kirloskar brothers from dealing in the securities market for up to six months as it found them.....
Tags : Securities and Exchange Board of India, Kirloskar Brothers
SEBI Disposes of Legal Proceedings in Bharti Insider Trading Allegation(23.10.2020)
Securities and Exchange Board of India has disposed of legal proceedings against Bharti Telecom, Sunil Bharti Mittal and two other senior officials in.....
Tags : Securities and Exchange Board of India, Bharti Insider Trading Allegation
Karnataka HC Pulls Up SEBI for Acting Promptly in Franklin Templeton Case(26.10.2020)
Karnataka High Court has pulled up the Securities and Exchange Board of India (SEBI) for failing to act promptly to sustain the confidence of the inve.....
Tags : Karnataka High Court, Securities and Exchange Board of India, Franklin Templeton Case
Sebi Approves New Norms for Commodity Derivatives Market(25.08.2015)
Securities and Exchange Board of India (Sebi), has approved new norms for India’s commodity derivatives market and its brokers for regulating the comm.....
Tags : Securities and Exchange Board of India (Sebi),commodity derivatives market
SEBI Relaxes Compliance Norms as Covid-19 Disrupts Operations(20.03.2020)
Securities and Exchange Board of India has eased compliance requirements for listed companies, including allowing an additional 45 days to file their .....
Tags : Securities and Exchange Board of India, Compliance Requirements
SEBI Exempts Offshore Funds from Submitting Physical Forms(20.03.2020)
Securities and Exchange Board of India has provided exemptions for off-shore funds from submitting physical forms in wake of the Corona outbreak, allo.....
Tags : Securities and Exchange Board of India, Offshore Funds
SEBI Relaxes Rules for Maintaining Records, Extends Deadlines(24.03.2020)
Securities and Exchange Board of India has relaxed rules for maintaining records of all calls made by institutional dealers during trading hours, acce.....
Tags : Securities and Exchange Board of India, Maintaining Records, Extends Deadlines
SEBI Relaxes AGM Rules for Top 100 Listed Companies(27.03.2020)
Securities and Exchange Board of India has relaxed Annual General Meeting (AGM) rules for the top 100 listed companies and allowed an extra month till.....
Tags : Securities and Exchange Board of India, AGM Compliance Requirement
SEBI Imposes Penalty on Mukesh Ambani, Anil Ambani & Family for Irregularities in RIL Shareholding(08.04.2021)
Securities and Exchange Board of India has imposed a penalty of Rs 25 Crores on prominent members of the Reliance family Mukesh Ambani, Anil Ambani, N.....
Tags : Securities and Exchange Board of India, RIL Shareholding
Govt. Increases Retirement Age of Presiding Officers of SAT to 70 years(30.05.2017)
Ministry of Finance has issued a Notification increasing the retirement age of Presiding Officers of Securities Appellate Tribunal (SAT) to 70 years.
Tags : Ministry of Finance, Securities Appellate Tribunal
SEBI Norms in Place till May 28(21.04.2020)
Securities and Exchange Board of India has said its directions issued on 20th March, 2020 to curb market volatility will continue till 28th, May 2020......
Tags : Securities and Exchange Board of India, Norms to Curb Market Volatility
SEBI Extends IPO Nod Validity by Six Months(22.04.2020)
Securities and Exchange Board of India has extended the validity of regulatory nod for launching initial public offer (IPO) and rights issue by six mo.....
Tags : Securities and Exchange Board of India, IPO Nod Validity
SEBI Relaxes Valuation Norms for Mutual Funds(24.04.2020)
Securities and Exchange Board of India has relaxed valuation norms on money and debt market instruments held by mutual funds in the wake of the loan m.....
Tags : Securities and Exchange Board of India, Mutual Funds Valuation Norms
SEBI Cuts Broker Turnover Fee by 50%(28.04.2020)
Securities and Exchange Board of India has reduced broker turnover fee by 50% of the existing structure from June, 2020 till March, 2021. The Board ha.....
Tags : Securities and Exchange Board of India, Broker Turnover Fee
SEBI Notifies New Disclosure Norms on Business Responsibility and Sustainability Reporting(12.05.2021)
Security and Exchange Board of India (SEBI) has notified the new disclosure norms pertaining to Business responsibility and sustainability reporting b.....
Tags : Securities and Exchange Board of India, Business Responsibility and Sustainability Reporting
SEBI Orders Attachment of 134 Properties of Saradha Realty(29.09.2015)
Securities and Exchange Board of India (SEBI) has ordered attachment of 134 properties of Saradha Realty and its Managing Director Sudipta Sen to reco.....
Tags : Securities and Exchange Board of India,Saradha Realty
Sebi Exempts 3 PSBs From Takeover Code Obligations(30.09.2015)
Securities and Exchange Board of India (Sebi) has exempted Centre from discloser of takeover code obligations for its investment in Dena Bank, Bank of.....
Tags : Securities and Exchange Board of India,Dena Bank, Bank of India, Corporation Bank.
New Sebi Rules for Commodities Trading(05.10.2015)
Securities and Exchange Board of India (Sebi) has tightened margin and collateral requirements for commodities trading, to align these with practices .....
Tags : Securities and Exchange Board of India , Sebi Rule,Commodities Trading
SEBI to MFs: Disclose Absolute Commission Paid to Agents(21.09.2016)
Securities and Exchange Board of India (SEBI), with an aim to bring in greater transparency in dealings of mutual funds, markets regulator, has asked .....
Tags : Securities and Exchange Board of India , Mutual Fund
SEBI’s New Margin Rules Postponed to December 1(21.07.2020)
Securities and Exchange Board of India has postponed the implementation of the enhanced margin requirements for trading in the stock market, aimed at .....
Tags : Securities and Exchange Board of India, Margin Rules
SEBI Fines IL&FS Securities, Alliance and Others for Alleged Fraudulent Transfer of Mutual Funds(05.07.2021)
Securities and Exchange Board of India has imposed penalties totalling more than Rs 32 Crores on IL&FS Securities Services (ISSL), Allied Financial Se.....
Tags : Securities and Exchange Board of India, IL&FS Securities, Alliance
SEBI Curbs Speculative Trades in Agricultural Commodities(18.01.2016)
Securities and Exchange Board of India (SEBI), in order to curb speculative trades in agricultural commodities, has permitted daily price limit moveme.....
Tags : Securities and Exchange Board of India, Agricultural Commodities
SEBI Eases Rules for Rights Offers(24.09.2020)
Securities and Exchange Board of India (SEBI) has revised fund-raising rules to make it easier for listed entities to get more capital. The rules incl.....
Tags : Securities and Exchange board of India, Rights Offers
SEBI: Companies to Disclose Forensic Audit Information to Stock Exchanges(30.09.2020)
Securities and Exchange Board of India (SEBI) has made it mandatory for all listed entities to disclose to the stock exchanges any forensic audit that.....
Tags : Securities and Exchange Board of India, Forensic Audit Information
SEBI Imposes Penalty on Viaan Industries and Promoters for Violating Insider Trading Norms(29.07.2021)
Securities and Exchange Board of India has imposed a penalty of Rs 3 lakhs on Viaan Industries and its promoters Shilpa Shetty and her husband Raj Kun.....
Tags : Securities and Exchange Board of India, Viaan Industries
SEBI Levies Fine on Karvy Financial Service Ltd. for Delay in Announcing Acquiring of Shares(30.07.2021)
Securities and Exchange Board of India has levied a fine of Rs 10 lakh on Karvy Financial Services Ltd for delay in making public announcement to acqu.....
Tags : Securities and Exchange Board of India, Karvy Financial Services Ltd
SEBI Allows Payments Banks to Carry Out Activities of Investment Bankers(04.08.2021)
Securities and Exchange Board of India has allowed payments banks to carry out the activities of investment bankers to provide easy access to investor.....
Tags : Securities and Exchange Board of India, Activities of Investment Bankers
Delhi HC Asks Replies from Regulators over Warrant Issue(08.04.2016)
Delhi High Court has asked Bombay Stock Exchange (BSE) and Securities and Exchange Board of India (SEBI) on what decision they have taken with regard .....
Tags : Delhi High Court, Bombay Stock Exchange, Securities and Exchange Board of India
SEBI Makes E-Book Must for Pvt. Placement Debt Issues(22.04.2016)
Securities and Exchange Board of India (SEBI) has made electronic book mandatory for all private placement issues on debt basis for more than Rs 500 c.....
Tags : Securities and Exchange Board of India , E-Book
SEBI Penalises NDTV Over Non-disclosure of Loan Terms(30.12.2020)
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information .....
Tags : Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information on loan agreements with Vishvapradhan Commercial (VCPL) to public shareholders.
SEBI Imposes Fine on Reliance Industries, Mukesh Ambani for Manipulative Trades in RPL(04.01.2021)
Securities Exchange Board of India has imposed a fine of Rs 25 Crores on Reliance Industries and Rs 15 Crores on its chairman, Mukesh Ambani, for mani.....
Tags : Securities and Exchange Board of India, Reliance Industries
SAT, Mumbai Directs NDTV Promoters to Deposit 50% of Disgorged Amount Before SEBI(12.01.2021)
Securities Appellate Tribunal, Mumbai has directed the two NDTV promoters, Prannoy Roy and Radhika Roy to deposit 50% of the disgorged amount before t.....
Tags : Securities Appellate Tribunal, NDTV Promoters
SEBI: Intermediary Ensure Persons Comply with Fit and Proper Person Criteria(19.11.2021)
Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Intermediaries) (Third Amendment) Regulations, .....
Tags : Securities and Exchange Board of India, Persons Comply with Fit and Proper Person Criteria
SEBI Decides to Restrain Wilful Defaulters(14.03.2016)
Securities and Exchange Board of India (SEBI) has decided to restrain ‘wilful defaulters’ from accessing capital markets for raising funds from the pu.....
Tags : Securities and Exchange Board of India, Wilful Defaulters
SEBI Allows FPIs to Invest in REITs, AIFs and Bonds under Default(16.03.2016)
Securities and Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors or FPIs to invest in units of Real Estate Investment Trusts (REI.....
Tags : Securities and Exchange Board of India, REITs, AIFs
Securities and Exchange Board of India Notifies Simplified Norms for Ease of Doing Business(08.11.2021)
Securities and Exchange Board of India (SEBI) has notified as an ongoing measure to enhance the ease of doing business for investors in the securities.....
Tags : Securities and Exchange Board of India, Simplified Norms for Ease of Doing Business
SEBI: Audit Committee of Listed Entity to Define Material Modifications(11.11.2021)
Securities, and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirement.....
Tags : Securities, and Exchange Board of India, Material Modifications
SEBI Notifies Rules on Co-Investment Made by Investors of Alternative Investment Funds(15.11.2021)
Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Alternative Investment Funds) (Fifth Amendment.....
Tags : Securities and Exchange Board of India, Investors of Alternative Investment Funds
SEBI Tightens Risk Norms of Commexes(02.09.2016)
Securities and Exchange Board of India (SEBI), while tightening risk norms of commixes, has removed five per cent of annual gross revenue cap on SGF c.....
Tags : Securities and Exchange Board of India , Commexes
SEBI Rejects Proposal on Easing QIP Pricing Norms(06.05.2020)
Securities and Exchange Board of India (SEBI) has rejected a proposal seeking relaxation of pricing norms for Qualified Institutional Placements (QIPs.....
Tags : Securities and Exchange Board of India, QIP Pricing Norms
SEBI Eases Norms for Rights Issues Until July 31(07.05.2020)
Securities and Exchange Board of India (SEBI) has given a one-time relaxation on strict enforcement of certain compliance norms related to rights issu.....
Tags : Securities and Exchange Board of India, Rights Issues
SEBI Asks Franklin to Return Money to Investors in 6 Funds(08.05.2020)
Securities and Exchange Board of India has asked Franklin Templeton Mutual Funds to focus on returning the money to investors stuck in six funds as so.....
Tags : Securities and Exchange Board of India, Franklin Templeton Mutual Funds
SEBI Eases Norms on Consolidated Numbers for Banks, Insurance Companies(13.05.2020)
Securities and Exchange Board of India (SEBI) has exempted banks and insurance companies from publishing consolidated financial results for the June q.....
Tags : Securities and Exchange Board of India, Banks, Insurance Companies
Securities and Exchange Board of India Levies Fine on 3 Entities in Illiquid Stock Options Case(11.03.2022)
Securities and Exchange Board of India has imposed a total of Rs 15 lakh fine on three entities for indulging in non-genuine trades in stock options o.....
Tags : Securities and Exchange Board of India, Illiquid Stock Options Case
SEBI Reviews Norms for Trading Capacity of Exchanges and Clearing Corporations(09.10.2015)
Securities and Exchange Board of India (SEBI) has directed exchanges and their clearing corporations to have an installed capacity of at least 1.5 tim.....
Tags : Securities and Exchange Board of India ,exchanges , clearing corporations
SC: Consent of SEBI Not Mandatory for Compounding Offences Under SEBI Act(28.07.2021)
Supreme Court has held that the consent of the Securities and Exchange Board of India (SEBI) is not mandatory for the compounding of offences under se.....
Tags : Supreme Court, Securities and Exchange Board of India
SEBI Issues Guidelines for MFs on Inter-scheme Transfer of Securities(09.10.2020)
Securities and Exchange Board of India (SEBI) has tightened rules on inter-scheme transfers (ISTs) in mutual fund schemes. The Board has said that int.....
Tags : Securities and Exchange Board of India, MFs on Inter-scheme Transfer of Securities
SEBI Relaxes Mutual Fund Norms on Unclaimed Investor Money(26.02.2016)
Securities and Exchange Board of India (SEBI) has relaxed mutual fund norms to allow Asset Management Companies (AMCs) to invest unclaimed redemption .....
Tags : Securities and Exchange Board of India, Unclaimed Investor Money
Sebi Streamlines Norms for Mergers Involving Listed Companies to Increase Public Shareholding to 25%(16.01.2017)
Securities and Exchange Board of India (SEBI) has introduced more checks and balances for Mergers & Acquisition (M&A) involving unlisted companies, un.....
Tags : Securities and Exchange Board of India, Listed-Unlisted Companies, Merger, Public Shareholding
SAT Dismisses Appeal of Reliance Industries Challenging SEBI Order on Sale of Reliance Petroleum(06.11.2020)
Securities Appellate Tribunal (SAT) has dismissed an appeal by Reliance Industries (RIL) challenging a Securities and Exchange Board of India order in.....
Tags : Securities Appellate Tribunal, Reliance Industries
Securities and Exchange Board of India Proposes T+1 Settlement Cycle from January 1(08.09.2021)
Securities and Exchange Board of India has proposed a ‘Trade-plus-one’ (T+1) settlement cycle from 1st January, 2022, where the trades will get settle.....
Tags : Securities and Exchange Board of India, T+1 Settlement Cycle
SEBI: Principal Officer to Obtain Certification from National Institute of Securities Markets(09.09.2021)
Securities and Exchange Board of India (SEBI) has notified that the Principal Officer having decision making authority related to fund management has .....
Tags : Securities and Exchange Board of India, Certification from National Institute of Securities Markets
SEBI Tweaks OFS Norms(16.02.2016)
Securities and Exchange Board of India (SEBI) has agreed to Govt.’s suggestion for cutting advance notice period for OFS (Offer For Sale) to one day a.....
Tags : Securities and Exchange Board of India, OFS Norms
SEBI Bars 22 Entities for Tax Evasion via Bourses(18.02.2016)
Securities and Exchange Board of India (SEBI) has barred 22 entities from the market for their role in using stock options to generate artificial capi.....
Tags : Securities and Exchange Board of India, Tax Evasion
SEBI Imposes Rs. 22 Crore fine on Aurobindo Pharma for Insider Trading(24.09.2019)
Securities and Exchange Board of India has imposed a fine of Rs. 22.7 crore on Aurobindo Pharma Ltd., its promoters and related entities for insider t.....
Tags : Securities and Exchange Board of India, Aurobindo Pharma Ltd.,SEBI
SEBI Directs Investors to Link PAN with Aadhaar Before September 30(06.09.2021)
Securities Exchange Board of India (SEBI) has directed the investors to link PAN with Aadhaar before September 30th, 2021. As per Central Board of Dir.....
Tags : Securities Exchange Board of India, Link PAN with Aadhaar
Delhi HC: Obligation on Banks and Financial Institutions to Maximise Value of Securities(06.09.2021)
Delhi High Court has held that there is an obligation on banks and financial institutions to maximize value of the securities furnished to them by bor.....
Tags : Delhi High Court, Maximise Value of Securities
SEBI Tightens Asset Quality Disclosure Norms for All Listed Banks(01.11.2019)
Securities and Exchange Board of India (SEBI) has tightened the asset quality disclosure norms for banks and directed all listed lenders to make discl.....
Tags : Securities and Exchange Board of India, SEBI
SEBI Eases Listing for Stock Exchanges(01.12.2015)
Securities and Exchange Board of India (SEBI) has amended existing Stock Exchanges and Clearing Corporations (SECC) regulations to make it easier for .....
Tags : Securities and Exchange Board of India, Stock Exchanges and Clearing Corporations
SEBI Relaxes Delisting Procedure for Small Companies(01.12.2015)
Securities and Exchange Board of India (SEBI) in order to weed out a large number of illiquid stocks has relaxed delisting norms for small companies a.....
Tags : Securities and Exchange Board of India , Small Companies
SEBI Amends Existing Regulatory Framework for Delisting of Equity Shares Pursuant to Open Offer(30.09.2021)
Securities and Exchange Board of India (SEBI) in the meeting headed by Mr.Ajay Tyagi decided to amend the existing regulatory framework for delisting .....
Tags : Securities and Exchange Board of India, Regulatory Framework for Delisting of Equity Shares
SAT Sets Aside Order that Held Prannoy & Radhika Roy Liable for Insider Trading(06.10.2023)
Securities Appellate Tribunal (SAT) has set aside the order of Securities and Exchange Board of India (SEBI) that had held former promoters of NDTV, P.....
Tags : Securities Appellate Tribunal, Insider Trading, NDTV
SAT Sets Aside SEBI Order of Imposing Penalty on Reliance Petroinvest(09.12.2015)
Securities Appellate Tribunal (SAT) has set aside an order by Securities and Exchange Board of India (SEBI) against Reliance Petroinvestments in a ca.....
Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, Reliance Petroinvestments
Securities Appellate Tribunal Grants Interim Relief to Axis Bank(16.01.2020)
Securities Appellate Tribunal has granted interim relief to Axis Bank in the Appeal seeking status quo on the Order passed by the Securities and Excha.....
Tags : Securities Appellate Tribunal, Axis Bank, Karvy Stock Broking Case
Securities and Exchange Board of India Allows Trading in Options on Commodities(17.01.2020)
Securities and Exchange Board of India has allowed exchanges to start trading in options on goods. The Board further has said that the contract specif.....
Tags : Securities and Exchange Board of India, Trading in Options on Commodities
SEBI Exonerates 9 Officials in National Stock Exchange ‘Dark Fibre’ Case(17.01.2020)
Securities and Exchange Board of India has cleared nine people in a case in which it was alleged that a host of the exchange’s executives had colluded.....
Tags : Securities and Exchange Board of India, Dark Fibre Case
SEBI Puts Norms for Rights of Issue of Units by Listed REITs and InvITs(20.01.2020)
Securities and Exchange Bank of India (SEBI) has put in place a framework for the rights of issue of units by listed Real Estate Investment Trusts and.....
Tags : Securities and Exchange Board of India, Norms on Rights Issue
#Union Budget 2021-2022: Finance Minister Proposes Unified Securities Market Code(01.02.2021)
Finance Minister proposes to consolidate the provisions of the Securities and Exchange Board of India Act, 1992, Depositories Act, 1996 and two other .....
Tags : Finance Minister, Union Budget, Unified Securities Market Code
SEBI Eases Norms for Foreign Portfolio Investors(30.06.2016)
Securities and Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors who had issued participatory notes under the erstwhile regulatio.....
Tags : Securities and Exchange Board of India , Foreign Portfolio Investors
Securities and Exchange Board of India Unveils New FPI Registration Application(05.02.2020)
Securities and Exchange Board of India has come out with a common application form for registration of foreign portfolio investors, to enhance operati.....
Tags : Securities and Exchange Board of India, Application for Foreign Portfolio Investors Registration
SEBI Penalizes Future Corporate Founder and Co-Founder for Insider Trading(04.02.2021)
Securities and Exchange Board of India has penalized Future Corporate Resources Pvt Ltd, Kishore Biyani and Anil Biyani, founder and co-founder of Fut.....
Tags : Securities and Exchange Board of India, Future Corporate
SC: Mere Possession of Sensitive Information Not Enough for Insider Trading, Profit Motive Essential(22.09.2022)
Supreme Court has held that merely because a person was in possession of unpublished price sensitive information at the time of trading in securities,.....
Tags : Supreme Court, Insider Trading, Securities
SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)
Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....
Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities
SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)
Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....
Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities
Securities and Exchange Board of India Probes Rakesh Jhunjhunwala for Alleged Insider Trading(28.01.2020)
Securities and Exchange Board of India has directed a probe into Rakesh Jhunjhunwala for alleged insider trading in the shares of Aptech Limited.
Tags : Securities and Exchange Board of India, Rakesh Jhunjhunwala
Securities and Exchange Board of India Gives Burger King Go-Ahead to Float IPO(29.01.2020)
Securities and Exchange Board of India has approved Burger King India’s proposal to float an initial public order.
Tags : Securities and Exchange Board of India, Burger King India
Supreme Court Expunges Securities Appellate Tribunal’s Comments on SEBI(29.01.2020)
Supreme Court has expunged the adverse comments made by the Securities Appellate Tribunal against the Securities and Exchange Board of India (SEBI) in.....
Tags : Supreme Court, Adverse Comments by Securities Appellate Tribunal
Securities Appellate Tribunal Provides Relief to Religare Finvest in Fund Diversion Case(30.01.2020)
Securities Appellate Tribunal has given relief to Religare Finvest, an arm of Religare Enterprises, in a fund diversion case, involving erstwhile prom.....
Tags : Securities Appellate Tribunal, Religare Finvest, Fund Diversion Case
SEBI Extends Deadline for Implementation of Circular on Stewardship Code for All Mutual Funds(01.04.2020)
Securities and Exchange Board of India (SEBI) has extended the deadline for implementation of the circular on Stewardship Code for all Mutual Funds an.....
Tags : Securities and Exchange Board of India, Implementation of Circular on Stewardship Code
SEBI Bans 6 Individuals for Indulging in Stock Price Manipulation(14.01.2022)
Securities and Exchange Board of India has cracked down on WhatsApp and Telegram groups in which stock-tips were being shared to inflate share prices......
Tags : Securities and Exchange Board of India, Stock Price Manipulation
SEBI Eases Foreign Investors' Access to International Finance Hub(25.05.2018)
Securities and Exchange Board of India (SEBI) has eased rules for foreign investors to trade in securities at a new international finance centre.
Tags : Securities and Exchange Board of India, SEBI
SEBI Levies Penalty on Aksh Optifibre and Its Directors(03.03.2020)
Securities and Exchange Board of India has imposed a total fine of Rs 10.75 Crore on Aksh Optifibre and its five directors in a matter related to mani.....
Tags : Securities and Exchange Board of India, Aksh Optifibre
Securities and Exchange Board of India Bars Sonu Nigam from Selling Agricultural Land(12.03.2020)
Securities and Exchange Board of India has barred Sonu Nigam from disposing or transferring agricultural land in Karjat area, Maharashtra that he had .....
Tags : Securities and Exchange Board of India, Sonu Nigam
Securities and Exchange Board of India Cuts Timeline for Filing Settlement Application to 60 Days(18.01.2022)
Securities and Exchange Board of India (SEBI) has cut the timeline for filing settlement applications to just 60 days from the current 180 days in its.....
Tags : Securities and Exchange Board of India, Timeline for Filing Settlement Application
Securities and Exchange Board of India Puts Curbs on Financial Advisers to Prevent Mis-selling(18.02.2020)
Securities and Exchange Board of India has barred investment advisers from simultaneously selling financial products and advisory services, and capped.....
Tags : Securities and Exchange Board of India, Curbs on Financial Advisers
Securities Appellate Tribunal Grants Securities and Exchange Board of India time in CG Power Case(19.02.2020)
Securities Appellate Tribunal has granted Securities and Exchange Board of India time till 10th March, 2020 to pass the final order in the matter rela.....
Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, CG Power Case
Securities and Exchange Board of India Fines Nine Firms Over Fraudulent Trading in Turbotech(19.02.2020)
Securities and Exchange Board of India has imposed a total fine of Rs. 59 Lakhs on nine firms for indulging in fraudulent trading in the scrip of Turb.....
Tags : Securities and Exchange Board of India, Fraudulent Trading in Turbotech
SEBI Notifies Extension of Lock-in Period for Issues Opening April 01 as 90 Days(30.12.2021)
Securities and Exchange Board of India has notified that the existing lock in of 30 days shall continue for 50% of the portion allocated to anchor inv.....
Tags : Securities and Exchange Board of India, Extension of Lock-in Period
Securities and Exchange Board of India Confirms Ban on BMA Wealth Creators Ltd(03.01.2020)
Securities and Exchange Board of India has issued an order confirming its ban against stock broker BMA Wealth Creators Ltd., its promoters and four ot.....
Tags : Securities and Exchange Board of India, BMA Wealth Creators Ltd
Securities and Exchange Board of India Refuses to Tweak New Rules in Meeting with Brokers(10.01.2020)
Securities and Exchange Board of India has refused to tweak its new regulations on margin requirements giving the bourses a month for implementation o.....
Tags : Securities and Exchange Board of India, Brokers
SEBI Bans Hemant Ghai for Alleged Fraudulent Trade Activities(14.01.2021)
Securities and Exchange Board of India (SEBI) has banned CNBC Awaaz anchor Hemant Ghai, his wife and mother from the securities market for allegedly i.....
Tags : Securities and Exchange Board of India, Hemant Ghai
SEBI Approves Reliance Retail’s Acquisition of Future Group’s Retail Assets(21.01.2021)
Securities and Exchange Board of India (SEBI) has approved Reliance Retail’s acquisition of Future Group’s retail assets, which is being opposed by Am.....
Tags : Securities and Exchange Board of India, Reliance, Future Group
SEBI Imposes a Fine on M/s Asit C Mehta Investment Intermediaries Ltd.(22.01.2021)
Securities and Exchange Board of India (SEBI) has imposed a fine of Rs. 27 lakhs on M/s Asit C Mehta Investment Intermediaries Ltd. for a series of vi.....
Tags : Securities and Exchange Board of India, M/s Asit C Mehta Investment Intermediaries Ltd.
SEBI Changes Comex Rules(01.02.2016)
Securities and Exchange Board of India (SEBI) has reduced position limits in agri commodities derivatives trading segment which, market players said, .....
Tags : Securities and Exchange Board of India, Comex Rules
Securities Appellate Tribunal Dismisses NSE Plea for Bank Guarantee to SEBI(07.06.2019)
Securities Appellate Tribunal (SAT) has rejected NSE's plea for allowing it to provide bank guarantee instead of transferring Rs 687 crore from escrow.....
Tags : Securities Appellate Tribunal, NSE
SEBI Relaxes Rule for Minimum 25% Public Stake in Listed Companies(15.05.2020)
Securities and Exchange Board of India (SEBI) has eased the 25% minimum public shareholding norm for listed companies in the wake of the Covid-19 outb.....
Tags : Securities and Exchange Board of India, Public Stake in Listed Companies
SEBI Notifies Issue of Capital and Disclosure Requirements (Second Amendment) Regulations, 2021(10.05.2021)
Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (.....
Tags : Securities and Exchange Board of India, Issue of Capital and Disclosure Requirements (Second Amendment) Regulations, 2021
SEBI Notifies Tight Transfer Norms for P-Notes(14.07.2016)
Securities and Exchange Board of India (SEBI) has notified new norms restricting transfer of Participatory Notes (P-Notes), offshore instruments only .....
Tags : Securities and Exchange Board of India , P-Notes
SEBI Relaxes Compliance Rules for Brokers(17.04.2020)
Securities and Exchange Board of India (SEBI) has relaxed compliance requirements for brokers by giving time until 31st May, 2020 for submitting repor.....
Tags : Securities and Exchange Board of India, Brokers Compliance Requirement
Securities and Exchange Board of India Imposes Rs 10 Lakhs Fine on Muthoottu Mini Financiers(27.02.2020)
Securities and Exchange Board of India has imposed a penalty of Rs. 10 Lakhs on Muthoottu Mini Financiers for issuing misleading advertisements relate.....
Tags : Securities and Exchange Board of India, Muthoottu Mini Financiers
Securities Appellate Tribunal Allows Lenders to Sell Reliance General Insurance(28.02.2020)
Securities Appellate Tribunal has upheld the right of Nippon India Mutual Fund and Credit Suisse to sell shares of Reliance General Insurance followin.....
Tags : Securities Appellate Tribunal, Reliance General Insurance
SEBI Imposes a Penalty of Rs 5 Crore on Mehul Chokshi in PNB Fraud(28.02.2020)
Securities and Exchange Board of India has slapped a penalty of Rs. 5 Crore on Gitanjali Gems Ltd. and its promoter, Mehul Chokshi for non- disclosure.....
Tags : Securities and Exchange Board of India, Mehul Chokshi, PNB Fraud
SEBI Slaps Rs 17 Lakhs Fine on Motilal Oswal for Misuse of Clients’ Funds(02.03.2020)
Securities and Exchange Board of India has slapped a fine of Rs 17 Lakhs on Motilal Oswal Financial Services Ltd. for misuse of client funds as it fai.....
Tags : Securities and Exchange Board of India, Motilal Oswal
ITAT, Kolkata Allows Long-Term Capital Loss from Sale of Government Securities(23.03.2021)
Income Tax Appellate Tribunal (ITAT), Kolkata has allowed the Long-Term Capital Loss arising from the sale of Government Securities after applying the.....
Tags : Income Tax Appellate Tribunal, Long-Term Capital Loss from Sale of Government Securities
SEBI Bars Promoter of Deccan Chronicle Holding from Market for Various Violations(24.03.2022)
Securities and Exchange Board of India has barred the promoters of Deccan Chronicle Holdings Ltd (DCHL) from the securities market for a period rangin.....
Tags : Securities and Exchange Board of India, Deccan Chronicle Holding
SEBI Imposes Fine on Axis Bank for Failure to Make Disclosures(25.03.2022)
Securities and Exchange Board of India has imposed a fine of Rs. 5 lakh on Axis Bank for failing to make requisite disclosures under the merchant bank.....
Tags : Securities and Exchange Board of India, Axis Bank
Securities and Exchange Board of India Slaps Penalty on Future Enterprises for Lapse in Disclosures(15.03.2022)
Securities and Exchange Board of India has slapped a penalty of Rs. 5 lakh on Future Enterprises for not disclosing Singapore arbitration proceedings .....
Tags : Securities and Exchange Board of India, Future Enterprises
Securities and Exchange Board of India Imposes Fine on Jaypee Infratech for Lapse in Disclosures(15.03.2022)
Securities and Exchange Board of India has imposed Rs 7 lakh fine on Jaypee Infratech Ltd for disclosure lapses. The Board has said that the company d.....
Tags : Securities and Exchange Board of India, Jaypee Infratech Ltd
SEBI Clarifies Regarding Transactions in Mutual Funds Facilitated by Online Platforms(16.03.2022)
Securities and Exchange Board of India has clarified regarding transactions in mutual funds facilitated by online platforms. The Board has said paymen.....
Tags : Securities and Exchange Board of India, Transactions in Mutual Funds
Bombay HC to ASG: Find Out Exact Rate at Which Securities Transaction Tax Should be Collected(24.08.2018)
Bombay High Court has told the Additional Solicitor General (ASG) to take instructions from the Central Board of Direct Tax by August 28 on the exact .....
Tags : Bombay High Court, Additional Solicitor General, Central Board of Direct Tax, Securities Transaction Tax
CESTAT, Mumbai: Lehman Brothers Securities Eligible for Service Tax Refund Claim(08.04.2022)
Customs, Excise and Service Tax Appellate Tribunal, Mumbai has ruled that Lehman Brothers Securities Pvt Ltd, is entitled for the refund claim of Serv.....
Tags : Customs, Excise and Service Tax Appellate Tribunal, Mumbai, Lehman Brothers Securities Pvt Ltd, Service Tax, legal consultancy services, Reverse Charge Mechanism, winding up
CESTAT, Mumbai: Lehman Brothers Securities Eligible for Refund of Service Tax(11.04.2022)
Customs Excise and Service Tax Appellate Tribunal, Mumbai has observed that Lehman Brothers Securities Pvt Ltd is entitled for the refund claim of Ser.....
Tags : Customs Excise and Service Tax Appellate Tribunal, Lehman Brothers Securities Pvt Ltd, Service Tax, legal consultancy, Reverse Charge Mechanism
SEBI Tightens Disclosure Norms, Imposes Hefty Penalty for Non-compliance(16.06.2017)
Securities and Exchange Board of India (SEBI) has tightened compliance norms by levying hefty penalty of up to Rs. 1 crore and provision to prosecute .....
Tags : Securities and Exchange Board of India, disclosure norms
SEBI Tightens Rules for Usage of Client Funds by Brokerages(21.06.2019)
Securities and Exchange Board of India (SEBI) has tightened the rules for usage of client funds by brokerages and asked brokers to transfer the securi.....
Tags : Securities and Exchange Board of India, SEBI
SEBI Notifies Promoters and Directors Dealings to be Brought Under System Driven Disclosures(17.06.2021)
Securities and Exchange Board of India has decided to bring listed companies' promoters and directors' dealings in listed debt securities under the pu.....
Tags : Securities and Exchange Board of India, Promoters and Directors Dealings
SEBI Issues Guidelines for Settlement of Running Accounts of Client Funds and Securities(17.06.2021)
Securities and Exchange Board of India has come out with new guidelines for settlement of running account of client's funds and securities that will b.....
Tags : Securities and Exchange Board of India, Settlement of Running Accounts
SEBI Bars Shri Research Services and Proprietor from Market for Two Years(18.06.2021)
Securities and Exchange Board of India has barred Shri Research Services and its proprietor Gourav Kumar Gour from the securities markets for at least.....
Tags : Securities and Exchange Board of India, Shri Research Services
ITAT: Loss Arising Out of Sale of Government Securities is Trading Loss(30.05.2022)
Income Tax Appellate Tribunal (ITAT), Visakhapatnam Bench has held that the loss arising out of the sale of government securities is a trading loss.
Tags : ITAT, Government Securities, Trading Loss
SEBI Issues Guidelines for Proxy Advisors(04.08.2020)
Securities and Exchange Board of India (SEBI) has said proxy advisors should share their reports with their clients and the company they are examining.....
Tags : Securities and Exchange Board of India, Proxy Advisors
SAT Upholds SEBI Order Imposing Fine on Former YES Bank CEO, Rana Kapoor(22.06.2021)
Securities Appellate Tribunal has upheld the order by the Securities and Exchange Board of India imposing fine of Rs. 1 Crore on former YES Bank CEO, .....
Tags : Securities Appellate Tribunal, Former YES Bank CEO, Rana Kapoor
SAT Allows PNB Housing Finance to Seek Vote on Capital Deal with Carlyle(22.06.2021)
Securities Appellate Tribunal has allowed PNB Housing Finance to seek vote from the shareholders on Rs, 4000 Crores capital deal with American Private.....
Tags : Securities Appellate Tribunal, PNB Housing Finance
SEBI: Two-Thirds of Members of NRC and AC of Listed Company to be Independent Directors(30.06.2021)
Securities and Exchange Board of India has said that two-thirds of the members of the nomination & remuneration committee (NRC) and the audit committe.....
Tags : Securities and Exchange Board of India, Independent Directors
SAT Sets Aside SEBI Approval to Set up SRO for MF Distributor(04.11.2015)
Securities Appellate Tribunal (SAT) has set aside an approval granted by Securities and Exchange Board of India (SEBI) to Institution for Mutual Fund .....
Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, Institution for Mutual Fund Intermediaries, Self-Regulatory Organization
SEBI Rejects Appointment of 2 Shareholder Directors of NSE(09.09.2020)
Securities and Exchange Board of India (SEBI) has rejected the reappointment of two long-time shareholder directors on the board of the National Stock.....
Tags : Securities and Exchange Board of India, Appointment of Directors
SEBI Modifies NAV Rules for Mutual Funds(18.09.2020)
Securities and Exchange Board of India (SEBI) has asked mutual funds to uniformly apply net asset value (NAV) across schemes upon realisation of funds.....
Tags : Securities and Exchange Board of India, NAV Rules for Mutual Funds
SEBI Reduces Time for Companies to Submit Application with Market Regulator for Obtaining NOC(06.07.2021)
Securities and Exchange Board of India has reduced the time period to 2 months for companies to submit an application with the markets regulator for o.....
Tags : Securities and Exchange Board of India, Application with Market Regulator for Obtaining NOC