Search Results for Tag : Stock Broker

News

SC: Fees to Director Not Exempted Under Clause 4 Schedule III of SEBI Stock Broker Regulations(22.03.2023)

Supreme Court while upholding SEBI’s decision to not to grant exemption to corporate entity from payment of fees to director under Clause 4 of Schedul.....

Tags : Supreme Court, SEBI, SEBI Stock Broker Regulations, Director

Bom. HC: Stock Broker Can’t be Booked for Duping Shareholders Only for Forwarding Whatsapp Messages(22.07.2024)

Bom. HC has observed that merely because a stockbroker has forwarded certain WhatsApp messages concerning details of shares that could be said to be d.....

Tags : Bombay High Court, Shareholders, Stock Broker

Notifications & Circulars

Discontinuation of acceptance of cash by Stock Brokers(12.07.2018)

1. Please refer to SEBI circular SEBI/MRD/SE/Cir- 33/2003/27/08 dated August 27, 2003, regarding Mode of Payment and Delivery.

2. Government.....

Tags : Acceptance, Cash, Stock Brokers, Discontinuation

Circular regarding ease of doing business - Internet Based Trading for Stock Brokers(30.05.2024)

1. To improve ease of doing business and remove obsolete compliance requirements related to activities of Market Infrastructure Institutions (MIIs), i.....

Tags : Circular, Trading, Stock Brokers

Modification in Cyber Security and Cyber resilience framework for Stock Brokers/Depository Participants(07.06.2022)

1. SEBI vide circular SEBI/HO/MIRSD/CIR/PB/2018/147 dated December 03, 2018 prescribed framework for Cyber Security and Cyber Resilience for Stock Bro.....

Tags : Modification, Cyber Security, Stock Brokers

Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker / Stock Broker and Depository Participant(27.08.2020)

1. SEBI, vide circular no. CIR/MRD/DMS/13/2010 dated April 23, 2010, issued Guidelines for execution of Power of Attorney (PoA) by the client favourin.....

Tags : Execution, PoA, Stock Broker