Search Results for Tag : Portfolio Managers

Notifications & Circulars

Procedure for seeking prior approval for change in control of Portfolio Managers(02.06.2022)

1. Regulation 11(aa) of SEBI (Portfolio Managers) Regulations, 2020 provides that a Portfolio Manager shall obtain prior approval of SEBI in case of c.....

Tags : Procedure, Prior approval, Portfolio Managers

Cyber Security and Cyber Resilience framework for Portfolio Managers(29.03.2023)

1. With rapid technological advancement in the securities market, there is a greater need for maintaining robust cyber security and to have a cyber- r.....

Tags : Cyber Security, Cyber Resilience, Portfolio Managers

Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers(12.05.2021)

1. Regulation 11 of the SEBI (Portfolio Managers) Regulations, 2020 prescribes the conditions of registration as a Portfolio Manager. Vide SEBI (Portf.....

Tags : Procedure, Prior approval, Portfolio Managers

Operating Guidelines for Portfolio Managers in International Financial Services Centre(09.09.2020)

1. SEBI has issued SEBI (International Financial Services Centres) Guidelines, 2015 (hereinafter referred to as 'IFSC Guidelines') on March 27, 2015 f.....

Tags : Operating Guidelines, Portfolio Managers, IFSC

Participation of Portfolio Managers in Commodity Derivatives Market in India(22.05.2019)

1. In order to promote institutional participation in the Exchange Traded Commodity Derivatives, SEBI has permitted Category III Alternative Investmen.....

Tags : Participation, Portfolio Managers, Derivatives Market

News

Sebi Allows Mutual Funds & Portfolio Managers to Invest in Securities Listed in IFSC(29.05.2017)

Sebi has allowed portfolio manager operating in IFSC to invest in securities listed in IFSC, issued by companies incorporated in IFSC, issued by compa.....

Tags : Sebi, Mutual Funds & Portfolio Managers, IFSC