Search Results for Tag : Obligations

International Cases

Issuers must cease retail product distribution within 10 business days if they know that the target market determination (TMD) is no longer appropriate, unless the TMD is reviewed(24.07.2024)

The Federal Court of Australia ordered American Express Australia Limited (Amex) to pay $8 million in civil penalties for breaching the design and dis.....

Tags : TMD, DDO, Design and distribution obligations

Court can make an order under Section 1322(4)(a) of the Corporations Act relieving a person from civil liability provided the person concerned acted honestly(28.01.2022)

The Plaintiff, by way of originating process seeks relief under Section 1322(4)(a) of the Corporations Act, 2001 from compliance with its financial re.....

Tags : Financial reporting, Obligations, Reliefs

News

SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Comes into Force(01.12.2015)

SEBI on 2 September 2015 notified SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, which has come into force from 1 December .....

Tags : SEBI, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

SC: Legal Representatives Not Responsible to Discharge Contractual Obligations of Deceased(04.03.2024)

Supreme Court has held that in the case of a personal obligation imposed on deceased, his estate doesn’t become liable and therefore, the legal repres.....

Tags : Supreme Court, Legal Representatives, Contractual Obligations

Government Notifies SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2022(25.03.2022)

Central Government has notified the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regula.....

Tags : Central Government, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2022

Notifications & Circulars

Non-Compliant NBFCs which have not fulfilled their obligations under PML Rules asked to do so(22.03.2018)

Prevention of Money Laundering Act, 2002 (PMLA) and the Rules impose obligation on reporting entities (RE's) including Non-Banking Financial Companies.....

Tags : Obligations, PML Rules, Compliance

Implementation of SEBI circular on 'Margin obligations to be given by way of Pledge/Re-pledge in the Depository System'(29.07.2020)

1. SEBI, vide circular no. SEBI/HO/MIRSD/DOP/CIR/P/2020/28 dated February 25, 2020, specified mechanism with regard to Margin obligations to be given .....

Tags : Implementation, Margin obligations, Depository System

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Seventh Amendment) Regulations, 2022(05.12.2022)

In exercise of the powers conferred by section 11, subsection (2) of section 11A and section 30 of the Securities and Exchange Board of India Act, 199.....

Tags : Listing Obligations, Disclosure Requirements, Regulations

Disclosures on Margin obligations given by way of Pledge/ Re-pledge in the Depository System(02.09.2020)

1. Regulation 29 (4) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 (herein after referred as "Takeover Regulations") .....

Tags : Disclosures, Margin obligations, Depository System