Madras HC: Police Superintendent not Liable For IO’s Delay In Filing Chargesheet or Closure Report  ||  Supreme Court: Provident Fund Dues Have Priority over a Bank’s Claim under the SARFAESI Act  ||  SC Holds Landowners Who Accept Compensation Settlements Cannot Later Seek Statutory Benefits  ||  Supreme Court: Endless Investigations and Long Delays in Chargesheets Can Justify Quashing  ||  Delhi HC: Arbitrator Controls Evidence and Appellate Courts Cannot Reassess Facts  ||  Delhi HC: ED Can Search Anyone Holding Crime Proceeds, not Just Those Named in Complaint  ||  Delhi HC: ED Can Search Anyone Holding Crime Proceeds, not Just Those Named in Complaint  ||  Delhi HC: Economic Offender Cannot Seek Travel Abroad For Medical Treatment When Available In India  ||  SC: Governors and President Have No Fixed Timeline To Assent To Bills; “Deemed Assent” is Invalid  ||  SC: Assigning a Decree For Specific Performance of a Sale Agreement Does Not Require Registration    

Search Results for Tag : Investment Adviser

Top Story

SEBI notifies Amendments to SEBI (Investment Advisers) Regulations, 2013(03.07.2020)

SEBI has notified amendments to SEBI (Investment Advisers) Regulations, 2013. Amendments are intended to strengthen the regulatory framework for inves.....

Tags : Amendment, Regulation, Investment advisers



Notifications & Circulars

Master Circular for Investment Advisers(15.06.2023)

1. Securities and Exchange Board of India (SEBI), from time to time, has been issuing various circulars/directions to Investment Advisers (IAs). In or.....

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Master Circular for Investment Advisers(21.05.2024)

1. Securities and Exchange Board of India ("SEBI"/ "the Board"), from time to time, has been issuing various circulars/directions to Investment Advise.....

Tags : Circular, Issuance, Investment Advisers



Operating Guidelines for Investment Advisers in International Financial Services Centre(09.01.2020)

SEBI has issued SEBI (International Financial Services Centres) Guidelines, 2015 (hereinafter referred to as 'IFSC Guidelines') on March 27, 2015 for .....

Tags : Guidelines, Investment Advisers, IFSC



Administration and Supervision of Investment Advisers(06.08.2020)

1. SEBI, vide Circular SEBI/HO/MRD/DSA/CIR/P/2016/113 dated October 19, 2016, allowed registered Investment Advisers (IAs) to use infrastructure of th.....

Tags : Administration, Investment Advisers



SEBI introduces online system for Investment Advisers and Research Analysts(20.10.2016)

SEBI has introduced an online system for Investment Advisers and Research Analysts to promote ease of operations in terms of e-registration, complianc.....

Tags : Online system, Introduction, Investment Advisers



Modalities related to Investment Adviser applications(26.09.2022)

SEBI, vide circular ref. 2021/579 dated June 18, 2021, granted recognition to BSE Administration and Supervision Ltd. (BASL), a wholly owned subsidiar.....

Tags : Modalities, Investment Adviser, Applications



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