Gauhati HC: DRT Has to Dispose of Application under Section 17 of SARFAESI Act as per RDB Act  ||  Kerala HC: Showing or Waving Black Flag to a Person Cannot Amount to Defamation  ||  Del. HC: Merit Based Review of Arb. Award Involving Reappraisal of Factual Findings is Impermissible  ||  Del. HC: It is the Product and Not the Technology Used that Determines HSN Classification  ||  P&H HC: Provis. of Punjab Recruitment of Ex-Servicemen (First Amendment) Rules are Unconstitutional  ||  Cal HC: High Time that Irretrievable Breakdown of Marriage be Read as Grounds of Desertion & Cruelty  ||  Supreme Court: Third Party Can File SLP Against Quashing Of Criminal Proceedings  ||  SC: Absolute Ownership in Property as Per HSA Can’t be Claimed by Woman with Limited Interest  ||  SC: Can’t Forego Fundamental Requirements of Election of Society in Absence of Specific Provisions  ||  SC: Special Efforts Should be Made to Identify Women Prisoners Eligible for Release u/s 479 of BNSS    

Search Results for Tag : Investment Adviser

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SEBI notifies Amendments to SEBI (Investment Advisers) Regulations, 2013(03.07.2020)

SEBI has notified amendments to SEBI (Investment Advisers) Regulations, 2013. Amendments are intended to strengthen the regulatory framework for inves.....

Tags : Amendment, Regulation, Investment advisers



Notifications & Circulars

Administration and Supervision of Investment Advisers(06.08.2020)

1. SEBI, vide Circular SEBI/HO/MRD/DSA/CIR/P/2016/113 dated October 19, 2016, allowed registered Investment Advisers (IAs) to use infrastructure of th.....

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Master Circular for Investment Advisers(15.06.2023)

1. Securities and Exchange Board of India (SEBI), from time to time, has been issuing various circulars/directions to Investment Advisers (IAs). In or.....

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Master Circular for Investment Advisers(21.05.2024)

1. Securities and Exchange Board of India ("SEBI"/ "the Board"), from time to time, has been issuing various circulars/directions to Investment Advise.....

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SEBI introduces online system for Investment Advisers and Research Analysts(20.10.2016)

SEBI has introduced an online system for Investment Advisers and Research Analysts to promote ease of operations in terms of e-registration, complianc.....

Tags : Online system, Introduction, Investment Advisers



Operating Guidelines for Investment Advisers in International Financial Services Centre(09.01.2020)

SEBI has issued SEBI (International Financial Services Centres) Guidelines, 2015 (hereinafter referred to as 'IFSC Guidelines') on March 27, 2015 for .....

Tags : Guidelines, Investment Advisers, IFSC



Modalities related to Investment Adviser applications(26.09.2022)

SEBI, vide circular ref. 2021/579 dated June 18, 2021, granted recognition to BSE Administration and Supervision Ltd. (BASL), a wholly owned subsidiar.....

Tags : Modalities, Investment Adviser, Applications



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