Search Results for Tag : Investment Adviser

Notifications & Circulars

Master Circular for Investment Advisers(15.06.2023)

1. Securities and Exchange Board of India (SEBI), from time to time, has been issuing various circulars/directions to Investment Advisers (IAs). In or.....

Tags : Master Circular, Issuance, Investment Advisers

Master Circular for Investment Advisers(21.05.2024)

1. Securities and Exchange Board of India ("SEBI"/ "the Board"), from time to time, has been issuing various circulars/directions to Investment Advise.....

Tags : Circular, Issuance, Investment Advisers

Operating Guidelines for Investment Advisers in International Financial Services Centre(09.01.2020)

SEBI has issued SEBI (International Financial Services Centres) Guidelines, 2015 (hereinafter referred to as 'IFSC Guidelines') on March 27, 2015 for .....

Tags : Guidelines, Investment Advisers, IFSC

SEBI, vide circular ref. 2021/579 dated June 18, 2021, granted recognition to BSE Administration and Supervision Ltd. (BASL), a wholly owned subsidiar.....

Tags : Modalities, Investment Adviser, Applications

Administration and Supervision of Investment Advisers(06.08.2020)

1. SEBI, vide Circular SEBI/HO/MRD/DSA/CIR/P/2016/113 dated October 19, 2016, allowed registered Investment Advisers (IAs) to use infrastructure of th.....

Tags : Administration, Investment Advisers

SEBI introduces online system for Investment Advisers and Research Analysts(20.10.2016)

SEBI has introduced an online system for Investment Advisers and Research Analysts to promote ease of operations in terms of e-registration, complianc.....

Tags : Online system, Introduction, Investment Advisers

Top Story

SEBI notifies Amendments to SEBI (Investment Advisers) Regulations, 2013(03.07.2020)

SEBI has notified amendments to SEBI (Investment Advisers) Regulations, 2013. Amendments are intended to strengthen the regulatory framework for inves.....

Tags : Amendment, Regulation, Investment advisers