Search Results for Tag : Exchange
Judgments
Decision taken by the Government in relation to the economic policies is not ordinarily interfered by the Courts unless arbitrary(29.05.2023)
The instant writ petition under Article 226 of the Constitution of India has been filed by the Petitioner as a Public Interest Litigation (PIL) seekin.....
Tags : RBI Notification, Banknotes, Exchange
NSEL subject to provisions of MPID(01.10.2015)
The Bombay High Court dismissed NSEL’s petition against the application of Maharashtra Protection of Interest of Depositors (In Financial Establishmen.....
Tags : Stock exchange, Maharashtra, depositors,
Insurer liable even if insuree does not follow own bye-laws strictly(02.03.2016)
The National Consumer Disputes Redressal Commission held that the Bombay Stock Exchange should not have utilised money from its Trade Guarantee Fund t.....
Tags : Stock exchange, default, guarantee fund, insurance
Notifications & Circulars
Annual System Audit, Business Continuity Plan and Disaster Recovery(16.11.2015)
The Securities and Exchange Board of India has issued guidelines to mitigate risks to the stability and integrity of national commodity derivative exc.....
Tags : Commodity exchange, disaster recovery, continuity
Annual System Audit, Business Continuity Plan and Disaster Recovery(16.11.2015)
The Securities and Exchange Board of India has issued guidelines to mitigate risks to the stability and integrity of national commodity derivative exc.....
Tags : Commodity exchange, disaster recovery, continuity
Investor Grievance Redressal System and Arbitration Mechanism(16.11.2015)
The Securities and Exchange Board of India issued a circular addressing the efficacy of the investor redressal and arbitration mechanism at commodity .....
Tags : Commodity exchange, investor, grievance, redressal
RBI signs MoU on Cooperation and Exchange of Information with Nepal Rastra Bank(14.09.2015)
The Reserve Bank of India signed a Memorandum of Understanding on "Supervisory Cooperation and Exchange of Supervisory Information" with Nepal Rastra .....
Tags : memorandum, Nepal, exchange, information
Permission for trading in futures contracts and modification in contract specifications at exchange level(20.09.2016)
As per Section 131 (4) of the Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by the erstw.....
Tags : Contracts, Permission, Exchange level
Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside India) (Eleventh Amendment) Regulations, 2016(24.10.2016)
In exercise of the powers conferred by clause (b) of sub-section (3) of Section 6 and Section 47 of the Foreign Exchange Management Act, 1999 (42 of 1.....
Tags : Regulations, Foreign exchange, Transfer
Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside India) (Twelfth Amendment) Regulations, 2016(24.10.2016)
In exercise of the powers conferred by clause (b) of sub-section (3) of Section 6 and Section 47 of the Foreign Exchange Management Act, 1999 (42 of 1.....
Tags : Regulations, Foreign exchange, Transfer
Settlement of Export/ Import transactions in currencies without direct exchange rate(04.02.2016)
The Reserve Bank of India has permitted AD Category-I banks to settle import and export transactions where invoicing is in a freely convertible curren.....
Tags : Export, import, transaction, direct exchange rate
Procedures for Exchange Listing Control Mechanism(27.01.2017)
Regulation 45 of the SECC Regulations provides for listing of stock exchanges on any recognised stock exchange, other than itself and its associated s.....
Tags : Exchange Listing, Mechanism, Procedures
Exit Order in Respect of Bombay Commodity Exchange Limited (BCEL)(01.11.2016)
Whole Time Member, SEBI has passed an Order on Oct 28, 2016 providing the exit to Bombay Commodity Exchange Limited (BCEL). BCEL is the first commodit.....
Tags : Commodity derivatives, Exchanges, Exit
Trade Repository for OTC Foreign Exchange and Interest Rate Derivatives(21.09.2017)
1. Attention of Authorised Dealer Category - I (AD Category-I) banks is invited to circular no.FMD.MSRG.No.75/02.05.002/2012-13 dated March 13, 2013 o.....
Tags : Trade Repository, Foreign Exchange, Interest Rate
India-Korea Technology Exchange Centre Inaugurated(10.07.2018)
The India-Korea Technology Exchange Centre was Inaugurated by the Minister of State (I/C) MSME Giriraj Singh and Minister of SMEs and Start-ups of Rep.....
Tags : Technology, Exchange Centre, Inauguration
RBI Working Paper Series No. 4: Is Exchange Rate the Dominant Factor Influencing Corporate Profitability in India?(17.08.2015)
The Reserve Bank of India introduced a working paper titled 'Is Exchange Rate the dominant factor influencing Corporate Profitability in India?'. The .....
Tags : Rbi, working paper, exchange rate
Hedging of Foreign Exchange Risk - Final Directions(07.04.2020)
Draft regulations reviewing facilities for "Hedging of Foreign Exchange Risk by Residents and Non-Residents" were released for public comments in Febr.....
Tags : Foreign Exchange Risk, Hedging, Final Directions
Reporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct(23.07.2020)
1. Vide Gazette Notification No. SEBI/LAD-NRO/GN/2020/23 dated July 17, 2020, Securities and Exchange Board of India (Prohibition of Insider Trading) .....
Tags : Reporting, Stock Exchanges, Violations
Listing and trading of units of Infrastructure Investment Trusts and Real Estate Investment Trusts on recognized stock exchanges in International Financial Services Centres(16.09.2020)
1. Securities and Exchange Board of India (International Financial Services Centre) Guidelines, 2015 were notified by SEBI on March 27, 2015, which ca.....
Tags : Listing, trading of units, Stock exchanges
Foreign Exchange Management (Non-debt Instruments) (Fourth Amendment) Rules, 2021(12.10.2021)
In exercise of the powers conferred by clauses (aa) and (ab) of sub-section (2) of section 46 of the Foreign Exchange Management Act, 1999 (42 of 1999.....
Tags : Rules, Amendment, Foreign Exchange
CBIC and CBDT sign MoU to facilitate smoother bilateral exchange of data(21.07.2020)
A Memorandum of Understanding (MoU) was signed between the Central Board of Direct Taxes (CBDT) and the Central Board of Indirect Taxes and Customs (C.....
Tags : MOU, Signing of, Bilateral exchange, Data
Framework for operationalizing the Gold Exchange in India(10.01.2022)
1. SEBI Board in its meeting held on September 28, 2021 approved the framework for Gold Exchange and SEBI (Vault Managers) Regulations, 2021.
.....
Tags : Framework, Operation, Gold Exchange
Notification regarding Exchange Traded Currency Derivatives(04.04.2024)
In the recent period, some concerns have been expressed about participation in the exchange traded currency derivatives (ETCD) market in the light of .....
Tags : Exchange, Currency Derivatives, Regulatory framework
Rate of exchange of one unit of foreign currency equivalent to Indian rupees(18.08.2016)
In exercise of powers conferred by Section 14 of Customs Act, 1962 (52 of 1962), and in supersession of notification of the Central Board of Excise an.....
Tags : Foreign currencies, Conversion, Rate of exchange, Determination
Notification regarding Exchange Traded Currency Derivatives(04.04.2024)
In the recent period, some concerns have been expressed about participation in the exchange traded currency derivatives (ETCD) market in the light of .....
Tags : Exchange, Currency Derivatives, Regulatory framework
Exchange facility to foreign citizens(03.01.2017)
Attention of Authorized Persons is invited to the A.P. (DIR Series) Circular No. 20 dated November 25, 2016 permitting foreign citizens to exchange fo.....
Tags : Facility, foreign citizens, Exchange
RBI creates Helpline for guiding Start-ups in India on Forex Matters(22.12.2015)
The Reserve Bank of India has created a dedicated email helpline for start-ups in India, offering guidance and assistance to undertake cross-border tr.....
Tags : Rbi, foreign exchange, start-up, email assistance
Determination of rate of exchange of conversion of each of the foreign currencies specified into Indian currency or vice versa with effect from 16th December, 2016(15.12.2016)
In exercise of the powers conferred by section 14 of the Customs Act, 1962 (52 of 1962), and in supersession of the notification of the Central Board .....
Tags : Conversion, Exchange rate, foreign currencies
TRAI releases Consultation Paper on 'Regulatory Framework for Promoting Data Economy Through Establishment of Data Centres, Content Delivery Networks, and Interconnect Exchanges in India'(16.12.2021)
1. The Telecom Regulatory Authority of India (TRAI) has today issued the Consultation Paper on 'Regulatory Framework for Promoting Data Economy Throug.....
Tags : Regulatory Framework, Data Centres, Interconnect Exchanges
Guidelines on Investment in Exchange Traded Funds with G Sec Underlying(26.08.2015)
Insurers are permitted to invest in the exhaustive asset classes under the provisions of Insurance Act, 1938, IRDA (Investment) Regulations, 2000, and.....
Tags : Insurance, exchange traded fund
Foreign Exchange Management (Deposit) (Amendment) Regulations, 2019(16.07.2019)
G.S.R.498(E).-- In exercise of the powers conferred by clause (f) of sub-section (3) of Section 6 and sub-section (2) of Section 47 of the Foreign Exc.....
Tags : Foreign Exchange, Regulations
Comprehensive Risk Management Framework for National Commodity Derivatives Exchanges(01.10.2015)
With effect from 28 September, 2015, all recognized associations under the Forward Contracts (Regulation) Act, 1952 are deemed to be recognized stock .....
Tags : Risk management, forward contract, stock exchange
Review of the capacity planning framework of stock exchanges and clearing corporations(08.10.2015)
Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need f.....
Tags : Due to an increase in trading volume resulting from a growth of the stock market, the Securities and Exchange Board of India has reiterated the need for stock exchanges and clearing corporations to maintain sufficient capacity to be able to handle the increased demand. Some of new directions with regards to capacity are: installed capacity being at least one and a half times of projected peak load; and all software and hardware needs to be adequately sized to meet the requirements.
Facility for Exchange of Soiled/ Mutilated/ Imperfect Notes(14.07.2016)
The Reserve Bank of India notified that up to 20 soiled notes, worth no more than Rs. 5000, can be exchanged free of charge at non-chest branches bank.....
Tags : currency, soiled, mutilated, over the counter, exchange
RBI publicises exchange of notes and coins(18.07.2016)
The Reserve Bank of India issued a master circular reiterating facilities for exchange of notes and coins, and broadening the use of currency not in t.....
Tags : soiled, mutilated, currency, exchange
Pre-2005 series of Banknotes - Revision of exchange facility(30.06.2016)
After 1 July 2016, Pre-2005 banknotes will only be exchanged at Reserve Bank of India offices in the country’s larger cities.
Pre-2005 ban.....
Tags : currency, pre-2005, exchange, deadline
RBI Master Direction Risk Management and Inter-Bank Dealings(05.07.2016)
The Reserve Bank of India introduced Master Directions effecting change in the way banks manage risk for national and international borrowers.
.....
Tags : rbi, loan facilities, foreign exchange, risk management
Exchange Traded Cross Currency Derivatives contracts on various currency pairs introduced(09.03.2016)
The Securities and Exchange Board of India permitted stock exchanges to introduce cross-currency futures and options contracts on EUR-USD, GBP-USD and.....
Tags : Exchange traded, cross currency, derivatives contract
Registration of Members of Commodity Derivatives Exchanges(29.09.2015)
Securities and Exchange Board of India has notified that all existing members of commodity derivatives exchanges who satisfy the eligibility requireme.....
Tags : Commodity derivate exchange, merge, sebi
Exit Order In Respect of Delhi Stock Exchange Limited (DSE) ( De-recognized)(23.01.2017)
SEBI vide Circular dated May 30, 2012 had issued Guidelines for exit of stock exchanges. This contained details of the conditions for exit of de-recog.....
Tags : Order, Exit, Stock Exchange
Introduction of system-driven disclosures in securities market(01.12.2015)
The Securities and Exchange Board of India proposed information disclosure by stock exchanges, depositories and register and share transfer agents thr.....
Tags : Disclosure, stock exchange, depositories, existing system
Master Circular for Stock Exchange and Clearing Corporations(05.07.2021)
1. SEBI, from time to time, has been issuing various circulars/directions to Stock Exchanges and Clearing Corporations. In order to enable the users t.....
Tags : Master Circular, Stock Exchange, Clearing Corporations
Release of foreign exchange for Miscellaneous Remittances(03.07.2024)
1. In terms of the direction issued under the A.P.(DIR Series) Circular No. 16 dated September 12, 2002, A.P.(DIR Series) Circular No. 55 dated Decemb.....
Tags : Release, Foreign exchange, Miscellaneous Remittances
Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2016(11.01.2016)
The Securities and Exchange Board of India made amendments to the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regula.....
Tags : Sebi, stock exchange, clearing corporations, amendment
Mandatory requirements and Exit Policy for Commodity Derivatives Exchanges(11.01.2016)
The Securities and Exchange Board of India has notified, among other stipulations, that if there is no trading operation on the platform of any commod.....
Tags : Sebi, commodity derivate, exchange, exit
Foreign Exchange Management (Remittance of Assets) Regulations, 2016(28.04.2016)
The Reserve Bank of India notified the Foreign Exchange Management (Remittance of Assets) Regulations 2016. The Regulations will be applicable in inst.....
Tags : remittance, foreign exchange, nri
News
SEBI Decides to Restrain Wilful Defaulters(14.03.2016)
Securities and Exchange Board of India (SEBI) has decided to restrain ‘wilful defaulters’ from accessing capital markets for raising funds from the pu.....
Tags : Securities and Exchange Board of India, Wilful Defaulters
SEBI Allows FPIs to Invest in REITs, AIFs and Bonds under Default(16.03.2016)
Securities and Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors or FPIs to invest in units of Real Estate Investment Trusts (REI.....
Tags : Securities and Exchange Board of India, REITs, AIFs
SEBI Permits Foreign Players to Buy Shares Via Primary Markets(17.02.2017)
Securities and Exchange Board of India (Sebi) has allowed foreign investors to acquire shares through primary markets in depositories and clearing cor.....
Tags : Securities and Exchange Board of India, foreign investors
Securities and Exchange Board of India Bans Former Diageo Executive for 7 Years(15.01.2020)
Securities and Exchange Board of India has banned the Nishat Shailesh Gupte, a former official of Diageo Plc, from the capital markets for 7 years for.....
Tags : Securities and Exchange Board of India, Diageo
Securities Appellate Tribunal Upholds SEBI’s Order Levying Fine on PACL Limited(15.01.2020)
Securities Appellate Tribunal has upheld the order of Securities and Exchange Board of India levying a fine of Rs. 2423 Crores on four directors of PA.....
Tags : Securities and Exchange Board of India, Securities Appellate Tribunal, PACL Limited
Securities and Exchange Board of India Allows Trading in Options on Commodities(17.01.2020)
Securities and Exchange Board of India has allowed exchanges to start trading in options on goods. The Board further has said that the contract specif.....
Tags : Securities and Exchange Board of India, Trading in Options on Commodities
SEBI Issues Listing Guidelines for InvITs(12.05.2016)
Securities and Exchange Board of India (SEBI) has issued listing guidelines for Infrastructure Investment Trusts (InvITs).
Tags : Securities and Exchange Board of India, InvITs
SEBI Tightens P-Note Norms(20.05.2016)
Securities and Exchange Board of India (SEBI) has tightened rules on issue of Participatory Notes (P-Notes) to bring in more transparency and curb mis.....
Tags : Securities and Exchange Board of India , P-Notes
Gujarat High Court Rejects Plea of NK Proteins Challenging Maha Govt. Order to Attach Property(30.03.2017)
Gujarat High Court has dismissed a set of petitions filed by edible oil company NK Proteins against Maharashtra Government’s order to attach its prope.....
Tags : Gujarat High Court, NK Proteins, National Spot Exchange Limited
Securities and Exchange Board of India Reaffirms Earlier Ruling in Sahara Case(22.01.2020)
Securities and Exchange Board of India has reaffirmed its ruling in the Sahara India Commercial Corporation Limited case, which had directed the legal.....
Tags : Securities and Exchange Board of India, Sahara Case
SEBI Asks Franklin Templeton to Explain Vodafone Idea Write- Down(23.01.2020)
Securities and Exchange Board of India has asked Franklin Templeton Mutual Fund to explain its decision to assign zero value to Vodafone Idea debentur.....
Tags : Securities and Exchange Board of India, Vodafone Idea Write Down
Securities and Exchange Board of India Fines Jindal Cotex Officials for GDR Fraud(24.01.2020)
Securities and Exchange Board of India has slapped a fine of Rs. 10.7 Crores on Jindal Cotex and its three officials in a matter related to manipulati.....
Tags : Securities and Exchange Board of India, Jindal Cotex, GDR Fraud
SEBI: Non-Compliance of Provisions to attract Procedure for Revocation and Suspension of Trading(27.01.2020)
Security Exchange Board of India (SEBI) has issued a circular stating that if in case the recognized stock exchange and depositors do not comply with .....
Tags : Securities and Exchange Board of India, Non- Compliance
SEBI’s Directions to Listed Firms on Audit Qualifications(30.05.2016)
Securities and Exchange Board of India (SEBI) has asked all listed companies to disseminate the cumulative impact of all audit qualifications in a sep.....
Tags : Securities and Exchange Board of India, Listed Firms
SEBI Notifies Winding Down Policy for Depositories(31.05.2016)
Securities and Exchange Board of India (SEBI) has notified new framework for orderly winding down of depositories in the events like a depository goin.....
Tags : Securities and Exchange Board of India, Depositories
SEBI Appointment: Delhi HC asks Economic Affairs Secretary to Reply to Contempt Plea(07.06.2016)
Delhi High Court has directed the economic affairs secretary to reply to a contempt plea for not complying with a court order related to the re-appoin.....
Tags : Delhi High Court, economic affairs secretary, Securities and Exchange Board of India ( SEBI )
SEBI Tightens Norms on P-Notes, Effective July 1(13.06.2016)
Securities and Exchange Board of India (SEBI) has tightened its Know-Your-Client (KYC) and disclosure rules on issue of Participatory Notes (P-notes),.....
Tags : Securities and Exchange Board of India , P-Notes
SEBI Eases Foreign Investors' Access to International Finance Hub(25.05.2018)
Securities and Exchange Board of India (SEBI) has eased rules for foreign investors to trade in securities at a new international finance centre.
Tags : Securities and Exchange Board of India, SEBI
SEBI Issues Notice to National Stock Exchange over Chief Operating Officer Pick(12.02.2020)
Securities and Exchange Board of India has issued show-cause notices to the National Stock Exchange over the appointment and promotion of Anand Subram.....
Tags : Securities and Exchange Board of India, National Stock Exchange, Chief Operating Officer
SEBI Asks National Stock Exchange to Divest Entire Stake in Computer Age Management Services Ltd.(13.02.2020)
Securities and Exchange Board of India has asked the National Stock Exchange of India to divest its 37% stake in the Computer Age Management Services .....
Tags : Securities and Exchange Board of India, National Stock Exchange, CAMS
SEBI Notifies Tight Transfer Norms for P-Notes(14.07.2016)
Securities and Exchange Board of India (SEBI) has notified new norms restricting transfer of Participatory Notes (P-Notes), offshore instruments only .....
Tags : Securities and Exchange Board of India , P-Notes
Securities and Exchange Board of India Bans Resurgere Executives for GDR Violation(24.02.2020)
Securities and Exchange Board of India has restrained the officials of Resurgere Mines and Minerals India from accessing securities market for up to t.....
Tags : Securities and Exchange Board of India, Resurgere Mines and Minerals India
Securities and Exchange Board of India Bars Transfer of Client Securities to Accounts of Brokers(26.02.2020)
Securities and Exchange Board of India has banned the transfer of client securities to Demat accounts of trading and clearing members. The Board furth.....
Tags : Securities and Exchange Board of India, Transfer of Client Securities to Accounts of Brokers
Securities and Exchange Board of India Allows Direct Sales of Mutual Funds on Exchanges(27.02.2020)
Securities and Exchange Board of India has allowed investors to directly use the infrastructure of stock exchanges to purchase and redeem units direct.....
Tags : Securities and Exchange Board of India, Direct Sales of Mutual Funds on Exchanges
Securities and Exchange Board of India Imposes Rs 10 Lakhs Fine on Muthoottu Mini Financiers(27.02.2020)
Securities and Exchange Board of India has imposed a penalty of Rs. 10 Lakhs on Muthoottu Mini Financiers for issuing misleading advertisements relate.....
Tags : Securities and Exchange Board of India, Muthoottu Mini Financiers
ITAT, Bangalore: Foreign Exchange Loss on Repayment of Borrowings is Revenue Expenditure(27.02.2020)
Income Tax Appellate Tribunal (ITAT), Bangalore has granted relief to Cafe Coffee Day and held that foreign exchange loss due to the reinstatement of .....
Tags : Income Tax Appellate Tribunal, Foreign Exchange Loss on Repayment of Borrowings
Sebi Approves New Norms for Commodity Derivatives Market(25.08.2015)
Securities and Exchange Board of India (Sebi), has approved new norms for India’s commodity derivatives market and its brokers for regulating the comm.....
Tags : Securities and Exchange Board of India (Sebi),commodity derivatives market
SEBI Tightens Risk Norms of Commexes(02.09.2016)
Securities and Exchange Board of India (SEBI), while tightening risk norms of commixes, has removed five per cent of annual gross revenue cap on SGF c.....
Tags : Securities and Exchange Board of India , Commexes
SEBI Relaxes Compliance Norms as Covid-19 Disrupts Operations(20.03.2020)
Securities and Exchange Board of India has eased compliance requirements for listed companies, including allowing an additional 45 days to file their .....
Tags : Securities and Exchange Board of India, Compliance Requirements
SEBI Exempts Offshore Funds from Submitting Physical Forms(20.03.2020)
Securities and Exchange Board of India has provided exemptions for off-shore funds from submitting physical forms in wake of the Corona outbreak, allo.....
Tags : Securities and Exchange Board of India, Offshore Funds
SEBI Relaxes Rules for Maintaining Records, Extends Deadlines(24.03.2020)
Securities and Exchange Board of India has relaxed rules for maintaining records of all calls made by institutional dealers during trading hours, acce.....
Tags : Securities and Exchange Board of India, Maintaining Records, Extends Deadlines
SEBI Relaxes AGM Rules for Top 100 Listed Companies(27.03.2020)
Securities and Exchange Board of India has relaxed Annual General Meeting (AGM) rules for the top 100 listed companies and allowed an extra month till.....
Tags : Securities and Exchange Board of India, AGM Compliance Requirement
SEBI Eases Listing for Stock Exchanges(01.12.2015)
Securities and Exchange Board of India (SEBI) has amended existing Stock Exchanges and Clearing Corporations (SECC) regulations to make it easier for .....
Tags : Securities and Exchange Board of India, Stock Exchanges and Clearing Corporations
SEBI Relaxes Delisting Procedure for Small Companies(01.12.2015)
Securities and Exchange Board of India (SEBI) in order to weed out a large number of illiquid stocks has relaxed delisting norms for small companies a.....
Tags : Securities and Exchange Board of India , Small Companies
SEBI Issues Framework for Stock Exchanges & Clearing Corporations at IFSCs(29.11.2016)
Securities and Exchange Board of India (Sebi) has issued a new framework for functioning of Stock Exchanges and Clearing Corporations that are setting.....
Tags : SEBI, Stock Exchanges, Clearing Corporations, IFSCs
SEBI Imposes Rs. 22 Crore fine on Aurobindo Pharma for Insider Trading(24.09.2019)
Securities and Exchange Board of India has imposed a fine of Rs. 22.7 crore on Aurobindo Pharma Ltd., its promoters and related entities for insider t.....
Tags : Securities and Exchange Board of India, Aurobindo Pharma Ltd.,SEBI
SEBI Eases Rules for Rights Offers(24.09.2020)
Securities and Exchange Board of India (SEBI) has revised fund-raising rules to make it easier for listed entities to get more capital. The rules incl.....
Tags : Securities and Exchange board of India, Rights Offers
SEBI: Companies to Disclose Forensic Audit Information to Stock Exchanges(30.09.2020)
Securities and Exchange Board of India (SEBI) has made it mandatory for all listed entities to disclose to the stock exchanges any forensic audit that.....
Tags : Securities and Exchange Board of India, Forensic Audit Information
Securities and Exchange Board of India Fines 21 Entities for Fraudulent Trading(28.01.2020)
Securities and Exchange Board of India has slapped a total fine of Rs 1.89 Crores on 21 entities for executing fraudulent trading in Sarang Chemicals .....
Tags : Securities and Exchange Board of India, Fraudulent Trading
SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)
Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....
Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities
SEBI Prescribes Higher Margins for Trades in Agricultural and Non- Agricultural Commodities(28.01.2020)
Securities and Exchange Board of India has prescribed higher margins for future trade in agricultural and non- agricultural commodities to address the.....
Tags : Securities and Exchange Board of India, Trading in Agricultural and Non- Agricultural Commodities
Securities and Exchange Board of India Probes Rakesh Jhunjhunwala for Alleged Insider Trading(28.01.2020)
Securities and Exchange Board of India has directed a probe into Rakesh Jhunjhunwala for alleged insider trading in the shares of Aptech Limited.
Tags : Securities and Exchange Board of India, Rakesh Jhunjhunwala
Securities and Exchange Board of India Gives Burger King Go-Ahead to Float IPO(29.01.2020)
Securities and Exchange Board of India has approved Burger King India’s proposal to float an initial public order.
Tags : Securities and Exchange Board of India, Burger King India
SEBI Penalises NDTV Over Non-disclosure of Loan Terms(30.12.2020)
Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information .....
Tags : Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs. 5 Crores on New Delhi Television Ltd (NDTV) for not disclosing information on loan agreements with Vishvapradhan Commercial (VCPL) to public shareholders.
SEBI Imposes Fine on Reliance Industries, Mukesh Ambani for Manipulative Trades in RPL(04.01.2021)
Securities Exchange Board of India has imposed a fine of Rs 25 Crores on Reliance Industries and Rs 15 Crores on its chairman, Mukesh Ambani, for mani.....
Tags : Securities and Exchange Board of India, Reliance Industries
SEBI Bans 27 Entities from Capital Markets(06.01.2016)
Securities and Exchange Board of India (SEBI) has barred 27 entities from the securities market for indulging in fraudulent trading in shares of Gemst.....
Tags : Securities and Exchange Board of India, Gemstone Investments, Spectacle Infotek
SEBI Raises Norms for MF Investment in Corporate Debt(12.01.2016)
Securities and Exchange Board of India (SEBI) has tightened norms for investment by debt-oriented Mutual Fund (MF) plans and introduced caps on how mu.....
Tags : Securities and Exchange Board of India , Mutual Fund
SEBI Approves Norms to Make “e-Book” Must for Pvt. Placement Debt(12.01.2016)
Securities and Exchange Board of India (SEBI) has approved new norms to make electronic book mandatory for all private placement issues on debt basis,.....
Tags : Securities and Exchange Board of India, electronic book
SEBI Stiffens Operating Conditions for Commodity Exchanges(12.01.2016)
Securities and Exchange Board of India (SEBI) has stiffened operating conditions for commodity exchanges and said, “If there is no trading operation o.....
Tags : Securities and Exchange Board of India , commodity exchanges
SEBI Notifies Promoters and Directors Dealings to be Brought Under System Driven Disclosures(17.06.2021)
Securities and Exchange Board of India has decided to bring listed companies' promoters and directors' dealings in listed debt securities under the pu.....
Tags : Securities and Exchange Board of India, Promoters and Directors Dealings
SEBI Issues Guidelines for Settlement of Running Accounts of Client Funds and Securities(17.06.2021)
Securities and Exchange Board of India has come out with new guidelines for settlement of running account of client's funds and securities that will b.....
Tags : Securities and Exchange Board of India, Settlement of Running Accounts
SEBI Tightens Disclosure Norms, Imposes Hefty Penalty for Non-compliance(16.06.2017)
Securities and Exchange Board of India (SEBI) has tightened compliance norms by levying hefty penalty of up to Rs. 1 crore and provision to prosecute .....
Tags : Securities and Exchange Board of India, disclosure norms
SEBI Rejects Proposal on Easing QIP Pricing Norms(06.05.2020)
Securities and Exchange Board of India (SEBI) has rejected a proposal seeking relaxation of pricing norms for Qualified Institutional Placements (QIPs.....
Tags : Securities and Exchange Board of India, QIP Pricing Norms
SEBI Eases Norms for Rights Issues Until July 31(07.05.2020)
Securities and Exchange Board of India (SEBI) has given a one-time relaxation on strict enforcement of certain compliance norms related to rights issu.....
Tags : Securities and Exchange Board of India, Rights Issues
SEBI Asks Franklin to Return Money to Investors in 6 Funds(08.05.2020)
Securities and Exchange Board of India has asked Franklin Templeton Mutual Funds to focus on returning the money to investors stuck in six funds as so.....
Tags : Securities and Exchange Board of India, Franklin Templeton Mutual Funds
SEBI Eases Norms on Consolidated Numbers for Banks, Insurance Companies(13.05.2020)
Securities and Exchange Board of India (SEBI) has exempted banks and insurance companies from publishing consolidated financial results for the June q.....
Tags : Securities and Exchange Board of India, Banks, Insurance Companies
SEBI Notifies Issue of Capital and Disclosure Requirements (Second Amendment) Regulations, 2021(10.05.2021)
Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (.....
Tags : Securities and Exchange Board of India, Issue of Capital and Disclosure Requirements (Second Amendment) Regulations, 2021
SEBI Relaxes Mutual Fund Norms on Unclaimed Investor Money(26.02.2016)
Securities and Exchange Board of India (SEBI) has relaxed mutual fund norms to allow Asset Management Companies (AMCs) to invest unclaimed redemption .....
Tags : Securities and Exchange Board of India, Unclaimed Investor Money
CIVIL - "Don't Precipitate Trail in Telephone Exchange Case": Madras HC to CBI(20.02.2019)
Madras High Court has orally directed CBI not to "precipitate" till further orders, the trial in a special court in the alleged illegal telephone exch.....
Tags : Madras High Court, Telephone Exchange Case
CRIMINAL - "Don't Precipitate Trial in Telephone Exchange Case": Madras HC to CBI(20.02.2019)
Madras High Court has orally directed CBI not to "precipitate" till further orders, the trial in a special court in the alleged illegal telephone exch.....
Tags : Madras High Court, Telephone Exchange Case
Securities and Exchange Board of India Confirms Ban on BMA Wealth Creators Ltd(03.01.2020)
Securities and Exchange Board of India has issued an order confirming its ban against stock broker BMA Wealth Creators Ltd., its promoters and four ot.....
Tags : Securities and Exchange Board of India, BMA Wealth Creators Ltd
Securities and Exchange Board of India Refuses to Tweak New Rules in Meeting with Brokers(10.01.2020)
Securities and Exchange Board of India has refused to tweak its new regulations on margin requirements giving the bourses a month for implementation o.....
Tags : Securities and Exchange Board of India, Brokers
Securities and Exchange Board of India Proposes T+1 Settlement Cycle from January 1(08.09.2021)
Securities and Exchange Board of India has proposed a ‘Trade-plus-one’ (T+1) settlement cycle from 1st January, 2022, where the trades will get settle.....
Tags : Securities and Exchange Board of India, T+1 Settlement Cycle
Securities and Exchange Board of India Asks CARE Board to Remove Chairman Mainak(13.02.2020)
Securities and Exchange Board of India has asked the board of rating agency CARE Ratings to remove chairman S B Mainak after a forensic report said th.....
Tags : Securities and Exchange Board of India, CARE Rating Chairman
SEBI Introduces System to Detect Misuse of Client Securities by Brokers(14.02.2020)
Securities and Exchange Board of India has introduced a system to monitor and detect misuse of client securities by stockbrokers in the wake of Karvy .....
Tags : Securities and Exchange Board of India, Misuse of Client Securities by Brokers
Securities and Exchange Board of India Puts Curbs on Financial Advisers to Prevent Mis-selling(18.02.2020)
Securities and Exchange Board of India has barred investment advisers from simultaneously selling financial products and advisory services, and capped.....
Tags : Securities and Exchange Board of India, Curbs on Financial Advisers
Securities Appellate Tribunal Grants Securities and Exchange Board of India time in CG Power Case(19.02.2020)
Securities Appellate Tribunal has granted Securities and Exchange Board of India time till 10th March, 2020 to pass the final order in the matter rela.....
Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, CG Power Case
Securities and Exchange Board of India Fines Nine Firms Over Fraudulent Trading in Turbotech(19.02.2020)
Securities and Exchange Board of India has imposed a total fine of Rs. 59 Lakhs on nine firms for indulging in fraudulent trading in the scrip of Turb.....
Tags : Securities and Exchange Board of India, Fraudulent Trading in Turbotech
Securities and Exchange Board of India Notifies Simplified Norms for Ease of Doing Business(08.11.2021)
Securities and Exchange Board of India (SEBI) has notified as an ongoing measure to enhance the ease of doing business for investors in the securities.....
Tags : Securities and Exchange Board of India, Simplified Norms for Ease of Doing Business
Supreme Court Stays Bail Order of Dayanidhi Maran in Telephone Exchange Case(12.08.2015)
Supreme Court has stayed Madras High Court’s order cancelling former Union Telecom Minister Dayanidhi Maran’s bail in Telephone Exchange Case. It has .....
Tags : Supreme Court , Dayanidhi Maran, Telephone Exchange Case
Bombay High Court Directs SEBI to Inquire Role of FTIL in NSEL Payment Fraud(13.08.2015)
Bombay High Court has directed Security and Exchange Board of India(SEBI) to inquire role of Financial Technologies India Limited(FTIL) in Rs. 5574 cr.....
Tags : Bombay High Court,Security and Exchange Board of India,FTIL,NSEL Payment Fraud
SEBI Relaxes Compliance Rules for Brokers(17.04.2020)
Securities and Exchange Board of India (SEBI) has relaxed compliance requirements for brokers by giving time until 31st May, 2020 for submitting repor.....
Tags : Securities and Exchange Board of India, Brokers Compliance Requirement
SEBI Imposes Penalty on Mukesh Ambani, Anil Ambani & Family for Irregularities in RIL Shareholding(08.04.2021)
Securities and Exchange Board of India has imposed a penalty of Rs 25 Crores on prominent members of the Reliance family Mukesh Ambani, Anil Ambani, N.....
Tags : Securities and Exchange Board of India, RIL Shareholding
SEBI Bans 6 Individuals for Indulging in Stock Price Manipulation(14.01.2022)
Securities and Exchange Board of India has cracked down on WhatsApp and Telegram groups in which stock-tips were being shared to inflate share prices......
Tags : Securities and Exchange Board of India, Stock Price Manipulation
SEBI Tweaks OFS Norms(16.02.2016)
Securities and Exchange Board of India (SEBI) has agreed to Govt.’s suggestion for cutting advance notice period for OFS (Offer For Sale) to one day a.....
Tags : Securities and Exchange Board of India, OFS Norms
SEBI Bars 22 Entities for Tax Evasion via Bourses(18.02.2016)
Securities and Exchange Board of India (SEBI) has barred 22 entities from the market for their role in using stock options to generate artificial capi.....
Tags : Securities and Exchange Board of India, Tax Evasion
RBI Allows NRIs to Access ETCS Market(03.02.2017)
Reserve Bank of India (RBI) has allowed NRIs access to Exchange Traded Currency Derivatives (ETCD) market to hedge currency risk arising out of their .....
Tags : Reserve Bank of India, Exchange Traded Currency Derivatives
ARBITRATION - Bombay HC Extends NSE-SGX Arbitration Deadline to December 31, 2020(19.03.2019)
Bombay High Court has extended the arbitration deadline till December 31, 2020, for settling the dispute between the National Stock Exchange (NSE) and.....
Tags : Bombay High Court, National Stock Exchange, Singapore Exchange
CRIMINAL - Madras HC Refuses to Quash Charges Against Dayanidhi Maran, Others in Telephone Exchange Case(22.03.2019)
Madras High Court has refused to quash charges framed against former Union Communications and Information Technology Minister Dayanidhi Maran, his bro.....
Tags : Madras High Court, Dayanidhi Maran, Telephone Exchange Case
SEBI Bars Promoter of Deccan Chronicle Holding from Market for Various Violations(24.03.2022)
Securities and Exchange Board of India has barred the promoters of Deccan Chronicle Holdings Ltd (DCHL) from the securities market for a period rangin.....
Tags : Securities and Exchange Board of India, Deccan Chronicle Holding
SEBI Imposes Fine on Axis Bank for Failure to Make Disclosures(25.03.2022)
Securities and Exchange Board of India has imposed a fine of Rs. 5 lakh on Axis Bank for failing to make requisite disclosures under the merchant bank.....
Tags : Securities and Exchange Board of India, Axis Bank
RBI Updates Norms of Fema(05.02.2016)
Reserve Bank of India (RBI), with an aim to promote ease of doing business, has come out with nine updated rules under the Foreign Exchange Management.....
Tags : Reserve Bank of India , oreign Exchange Management Act (Fema), 1999
SC Orders IEX to Pay Rs 31 Crore Dividend to FTIL(15.02.2016)
Supreme Court has asked India Energy Exchange to pay Rs 31 crore dividend to Financial Technologies (India) within two weeks.
Tags : Supreme Court, India Energy Exchange
SEBI Imposes Penalty on Viaan Industries and Promoters for Violating Insider Trading Norms(29.07.2021)
Securities and Exchange Board of India has imposed a penalty of Rs 3 lakhs on Viaan Industries and its promoters Shilpa Shetty and her husband Raj Kun.....
Tags : Securities and Exchange Board of India, Viaan Industries
SEBI Levies Fine on Karvy Financial Service Ltd. for Delay in Announcing Acquiring of Shares(30.07.2021)
Securities and Exchange Board of India has levied a fine of Rs 10 lakh on Karvy Financial Services Ltd for delay in making public announcement to acqu.....
Tags : Securities and Exchange Board of India, Karvy Financial Services Ltd
SEBI Allows Payments Banks to Carry Out Activities of Investment Bankers(04.08.2021)
Securities and Exchange Board of India has allowed payments banks to carry out the activities of investment bankers to provide easy access to investor.....
Tags : Securities and Exchange Board of India, Activities of Investment Bankers
Karnataka High Court Extends Stay on ED Attachment of Xiaomi India Pvt. Assets(24.05.2022)
Karnataka High Court has extended the stay granted on the Enforcement Directorate’s order dated April 29 till June 1. By the said order ED has directe.....
Tags : Karnataka High Court, Enforcement Directorate, Foreign Exchange management Act
SEBI Bars Shri Research Services and Proprietor from Market for Two Years(18.06.2021)
Securities and Exchange Board of India has barred Shri Research Services and its proprietor Gourav Kumar Gour from the securities markets for at least.....
Tags : Securities and Exchange Board of India, Shri Research Services
Securities and Exchange Board of India Levies Fine on 3 Entities in Illiquid Stock Options Case(11.03.2022)
Securities and Exchange Board of India has imposed a total of Rs 15 lakh fine on three entities for indulging in non-genuine trades in stock options o.....
Tags : Securities and Exchange Board of India, Illiquid Stock Options Case
Securities and Exchange Board of India Slaps Penalty on Future Enterprises for Lapse in Disclosures(15.03.2022)
Securities and Exchange Board of India has slapped a penalty of Rs. 5 lakh on Future Enterprises for not disclosing Singapore arbitration proceedings .....
Tags : Securities and Exchange Board of India, Future Enterprises
Securities and Exchange Board of India Imposes Fine on Jaypee Infratech for Lapse in Disclosures(15.03.2022)
Securities and Exchange Board of India has imposed Rs 7 lakh fine on Jaypee Infratech Ltd for disclosure lapses. The Board has said that the company d.....
Tags : Securities and Exchange Board of India, Jaypee Infratech Ltd
SEBI Clarifies Regarding Transactions in Mutual Funds Facilitated by Online Platforms(16.03.2022)
Securities and Exchange Board of India has clarified regarding transactions in mutual funds facilitated by online platforms. The Board has said paymen.....
Tags : Securities and Exchange Board of India, Transactions in Mutual Funds
SEBI Curbs Speculative Trades in Agricultural Commodities(18.01.2016)
Securities and Exchange Board of India (SEBI), in order to curb speculative trades in agricultural commodities, has permitted daily price limit moveme.....
Tags : Securities and Exchange Board of India, Agricultural Commodities
SEBI Rejects Appointment of 2 Shareholder Directors of NSE(09.09.2020)
Securities and Exchange Board of India (SEBI) has rejected the reappointment of two long-time shareholder directors on the board of the National Stock.....
Tags : Securities and Exchange Board of India, Appointment of Directors
SEBI Modifies NAV Rules for Mutual Funds(18.09.2020)
Securities and Exchange Board of India (SEBI) has asked mutual funds to uniformly apply net asset value (NAV) across schemes upon realisation of funds.....
Tags : Securities and Exchange Board of India, NAV Rules for Mutual Funds
SEBI Fines IL&FS Securities, Alliance and Others for Alleged Fraudulent Transfer of Mutual Funds(05.07.2021)
Securities and Exchange Board of India has imposed penalties totalling more than Rs 32 Crores on IL&FS Securities Services (ISSL), Allied Financial Se.....
Tags : Securities and Exchange Board of India, IL&FS Securities, Alliance
SEBI Reduces Time for Companies to Submit Application with Market Regulator for Obtaining NOC(06.07.2021)
Securities and Exchange Board of India has reduced the time period to 2 months for companies to submit an application with the markets regulator for o.....
Tags : Securities and Exchange Board of India, Application with Market Regulator for Obtaining NOC
ITAT: Foreign Exchange Derivative Losses Can be Allowed for Deduction as it is Notional Loss(09.06.2022)
Income Tax Appellate Tribunal (ITAT), Ahmedabad bench has held that foreign exchange derivative losses can be allowed for deduction as it is notional .....
Tags : ITAT, Foreign Exchange Derivative
SEBI Changes Comex Rules(01.02.2016)
Securities and Exchange Board of India (SEBI) has reduced position limits in agri commodities derivatives trading segment which, market players said, .....
Tags : Securities and Exchange Board of India, Comex Rules
Sebi Streamlines Norms for Mergers Involving Listed Companies to Increase Public Shareholding to 25%(16.01.2017)
Securities and Exchange Board of India (SEBI) has introduced more checks and balances for Mergers & Acquisition (M&A) involving unlisted companies, un.....
Tags : Securities and Exchange Board of India, Listed-Unlisted Companies, Merger, Public Shareholding
SC: Consent of SEBI Not Mandatory for Compounding Offences Under SEBI Act(28.07.2021)
Supreme Court has held that the consent of the Securities and Exchange Board of India (SEBI) is not mandatory for the compounding of offences under se.....
Tags : Supreme Court, Securities and Exchange Board of India
Securities and Exchange Board of India (SEBI) Issues New Listing Norms for Stock Exchanges(04.01.2016)
SEBI has announced detailed guidelines for stock exchange compliance to disclosure and listing regulations including for ensuring 'fit and proper' sta.....
Tags : SEBI, stock exchange
Bombay HC Adjourns FTIL-NSEL Merger Case till December 20(14.12.2016)
Bombay High Court has adjourned Financial Technologies of India Ltd’s (FTIL) plea against a Ministry of Corporate Affairs (MCA) order which proposed t.....
Tags : Bombay High Court, National Spot Exchange Ltd, Financial Technologies of India Ltd’s
ITAT, Bangalore: Losses on Account of Exchange Fluctuation Allowed as Deduction(06.01.2021)
Income Tax Appellate Tribunal (ITAT), Bangalore has held that losses on account of exchange fluctuation on forward contracts are allowable as a deduct.....
Tags : Income Tax Appellate Tribunal, Losses on Exchange Fluctuation
SEBI Extends Deadline for Implementation of Circular on Stewardship Code for All Mutual Funds(01.04.2020)
Securities and Exchange Board of India (SEBI) has extended the deadline for implementation of the circular on Stewardship Code for all Mutual Funds an.....
Tags : Securities and Exchange Board of India, Implementation of Circular on Stewardship Code
SEBI Bans Hemant Ghai for Alleged Fraudulent Trade Activities(14.01.2021)
Securities and Exchange Board of India (SEBI) has banned CNBC Awaaz anchor Hemant Ghai, his wife and mother from the securities market for allegedly i.....
Tags : Securities and Exchange Board of India, Hemant Ghai
SEBI Approves Reliance Retail’s Acquisition of Future Group’s Retail Assets(21.01.2021)
Securities and Exchange Board of India (SEBI) has approved Reliance Retail’s acquisition of Future Group’s retail assets, which is being opposed by Am.....
Tags : Securities and Exchange Board of India, Reliance, Future Group
SEBI Imposes a Fine on M/s Asit C Mehta Investment Intermediaries Ltd.(22.01.2021)
Securities and Exchange Board of India (SEBI) has imposed a fine of Rs. 27 lakhs on M/s Asit C Mehta Investment Intermediaries Ltd. for a series of vi.....
Tags : Securities and Exchange Board of India, M/s Asit C Mehta Investment Intermediaries Ltd.
SEBI Amends Existing Regulatory Framework for Delisting of Equity Shares Pursuant to Open Offer(30.09.2021)
Securities and Exchange Board of India (SEBI) in the meeting headed by Mr.Ajay Tyagi decided to amend the existing regulatory framework for delisting .....
Tags : Securities and Exchange Board of India, Regulatory Framework for Delisting of Equity Shares
SEBI: Principal Officer to Obtain Certification from National Institute of Securities Markets(09.09.2021)
Securities and Exchange Board of India (SEBI) has notified that the Principal Officer having decision making authority related to fund management has .....
Tags : Securities and Exchange Board of India, Certification from National Institute of Securities Markets
Bombay High Court Stays Order Imposing Rs 50 lakh Cost on NSE(21.09.2015)
Bombay High Court has stayed its order imposing a cost of Rs 50 lakhs on National Stock Exchange (NSE) for two weeks in a defamation case filed agains.....
Tags : Bombay High Court,National Stock Exchange (NSE)
SEBI to MFs: Disclose Absolute Commission Paid to Agents(21.09.2016)
Securities and Exchange Board of India (SEBI), with an aim to bring in greater transparency in dealings of mutual funds, markets regulator, has asked .....
Tags : Securities and Exchange Board of India , Mutual Fund
Delhi HC Asks Replies from Regulators over Warrant Issue(08.04.2016)
Delhi High Court has asked Bombay Stock Exchange (BSE) and Securities and Exchange Board of India (SEBI) on what decision they have taken with regard .....
Tags : Delhi High Court, Bombay Stock Exchange, Securities and Exchange Board of India
SEBI Makes E-Book Must for Pvt. Placement Debt Issues(22.04.2016)
Securities and Exchange Board of India (SEBI) has made electronic book mandatory for all private placement issues on debt basis for more than Rs 500 c.....
Tags : Securities and Exchange Board of India , E-Book
Securities and Exchange Board of India Unveils New FPI Registration Application(05.02.2020)
Securities and Exchange Board of India has come out with a common application form for registration of foreign portfolio investors, to enhance operati.....
Tags : Securities and Exchange Board of India, Application for Foreign Portfolio Investors Registration
Govt. Amends FEMA to Enable the Increase in FDI Limit in Insurance Sector(24.08.2021)
Government has notified the amendment in the Foreign Exchange Management (non-debt instruments) Rules, 2019 (FEMA) to enable the increase in foreign d.....
Tags : Government, Foreign Exchange Management (non-debt instruments) Rules, 2019
SEBI Directs Investors to Link PAN with Aadhaar Before September 30(06.09.2021)
Securities Exchange Board of India (SEBI) has directed the investors to link PAN with Aadhaar before September 30th, 2021. As per Central Board of Dir.....
Tags : Securities Exchange Board of India, Link PAN with Aadhaar
SEBI: Audit Committee of Listed Entity to Define Material Modifications(11.11.2021)
Securities, and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirement.....
Tags : Securities, and Exchange Board of India, Material Modifications
SEBI Notifies Rules on Co-Investment Made by Investors of Alternative Investment Funds(15.11.2021)
Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Alternative Investment Funds) (Fifth Amendment.....
Tags : Securities and Exchange Board of India, Investors of Alternative Investment Funds
SC: EEFC Forex Gains Not Eligible for Section 80 HHC Deduction(23.11.2023)
Supreme Court has held that gain on foreign exchange fluctuation in the EEFC (Exchange Earners Foreign Currency) account of the assessee can’t be incl.....
Tags : Supreme Court, Foreign Exchange, Gain, Deduction
SEBI Permits Commodity Exchanges to Introduce Options(29.09.2016)
Securities and Exchange Board of India (SEBI) has permitted commodity exchanges to introduce trading in options.
Tags : SEBI, Commodity Exchanges
BSE Fines 370 Firms for Not Complying with SEBI Norms on Woman Director(09.10.2015)
Bombay Stock Exchange (BSE) has fined 370 companies for not complying with Securities and Exchange Board of India’s (SEBI) norm on appointment of at l.....
Tags : Bombay Stock Exchange ,SEBI
SEBI Reviews Norms for Trading Capacity of Exchanges and Clearing Corporations(09.10.2015)
Securities and Exchange Board of India (SEBI) has directed exchanges and their clearing corporations to have an installed capacity of at least 1.5 tim.....
Tags : Securities and Exchange Board of India ,exchanges , clearing corporations
SEBI Imposes a Penalty of Rs 5 Crore on Mehul Chokshi in PNB Fraud(28.02.2020)
Securities and Exchange Board of India has slapped a penalty of Rs. 5 Crore on Gitanjali Gems Ltd. and its promoter, Mehul Chokshi for non- disclosure.....
Tags : Securities and Exchange Board of India, Mehul Chokshi, PNB Fraud
SEBI Slaps Rs 17 Lakhs Fine on Motilal Oswal for Misuse of Clients’ Funds(02.03.2020)
Securities and Exchange Board of India has slapped a fine of Rs 17 Lakhs on Motilal Oswal Financial Services Ltd. for misuse of client funds as it fai.....
Tags : Securities and Exchange Board of India, Motilal Oswal
SEBI Eases Norms for Foreign Portfolio Investors(30.06.2016)
Securities and Exchange Board of India (SEBI) has allowed Foreign Portfolio Investors who had issued participatory notes under the erstwhile regulatio.....
Tags : Securities and Exchange Board of India , Foreign Portfolio Investors
SEBI Levies Penalty on Aksh Optifibre and Its Directors(03.03.2020)
Securities and Exchange Board of India has imposed a total fine of Rs 10.75 Crore on Aksh Optifibre and its five directors in a matter related to mani.....
Tags : Securities and Exchange Board of India, Aksh Optifibre
Securities and Exchange Board of India Bars Sonu Nigam from Selling Agricultural Land(12.03.2020)
Securities and Exchange Board of India has barred Sonu Nigam from disposing or transferring agricultural land in Karjat area, Maharashtra that he had .....
Tags : Securities and Exchange Board of India, Sonu Nigam
SEBI Penalizes Future Corporate Founder and Co-Founder for Insider Trading(04.02.2021)
Securities and Exchange Board of India has penalized Future Corporate Resources Pvt Ltd, Kishore Biyani and Anil Biyani, founder and co-founder of Fut.....
Tags : Securities and Exchange Board of India, Future Corporate
SEBI: Intermediary Ensure Persons Comply with Fit and Proper Person Criteria(19.11.2021)
Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Intermediaries) (Third Amendment) Regulations, .....
Tags : Securities and Exchange Board of India, Persons Comply with Fit and Proper Person Criteria
Gujarat HC to RBI: Who Regulated Spot Exchanges(12.10.2016)
Gujarat HC has sought explanation from Reserve Bank of India (RBI) on granting a settlement and clearing licence to National Spot Exchange.
Tags : Gujarat HC , RBI, National Spot Exchange
SEBI Norms in Place till May 28(21.04.2020)
Securities and Exchange Board of India has said its directions issued on 20th March, 2020 to curb market volatility will continue till 28th, May 2020......
Tags : Securities and Exchange Board of India, Norms to Curb Market Volatility
SEBI Extends IPO Nod Validity by Six Months(22.04.2020)
Securities and Exchange Board of India has extended the validity of regulatory nod for launching initial public offer (IPO) and rights issue by six mo.....
Tags : Securities and Exchange Board of India, IPO Nod Validity
SEBI Relaxes Valuation Norms for Mutual Funds(24.04.2020)
Securities and Exchange Board of India has relaxed valuation norms on money and debt market instruments held by mutual funds in the wake of the loan m.....
Tags : Securities and Exchange Board of India, Mutual Funds Valuation Norms
SC: No Income Tax Liability for UAE Exchange in India(27.04.2020)
Supreme Court has ruled that no income tax can be levied on its liaison offices in India in respect of the principal business carried by it in United .....
Tags : Supreme Court, Income Tax Liability for UAE Exchange
SEBI Cuts Broker Turnover Fee by 50%(28.04.2020)
Securities and Exchange Board of India has reduced broker turnover fee by 50% of the existing structure from June, 2020 till March, 2021. The Board ha.....
Tags : Securities and Exchange Board of India, Broker Turnover Fee
Bombay HC Asks BSE, “Do You Undertake Not to Use Illegal Floors?”(15.12.2015)
Bombay HC over petition filed by Yogesh Mehta challenging alleged illegal use of four service floors of Bombay Stock Exchange (BSE), has asked BSE if .....
Tags : Bombay HC , Bombay Stock Exchange
SEBI Issues Guidelines for Proxy Advisors(04.08.2020)
Securities and Exchange Board of India (SEBI) has said proxy advisors should share their reports with their clients and the company they are examining.....
Tags : Securities and Exchange Board of India, Proxy Advisors
Securities and Exchange Board of India Cuts Timeline for Filing Settlement Application to 60 Days(18.01.2022)
Securities and Exchange Board of India (SEBI) has cut the timeline for filing settlement applications to just 60 days from the current 180 days in its.....
Tags : Securities and Exchange Board of India, Timeline for Filing Settlement Application
SEBI Exonerates 9 Officials in National Stock Exchange ‘Dark Fibre’ Case(17.01.2020)
Securities and Exchange Board of India has cleared nine people in a case in which it was alleged that a host of the exchange’s executives had colluded.....
Tags : Securities and Exchange Board of India, Dark Fibre Case
SEBI Puts Norms for Rights of Issue of Units by Listed REITs and InvITs(20.01.2020)
Securities and Exchange Bank of India (SEBI) has put in place a framework for the rights of issue of units by listed Real Estate Investment Trusts and.....
Tags : Securities and Exchange Board of India, Norms on Rights Issue
SEBI Orders Attachment of 134 Properties of Saradha Realty(29.09.2015)
Securities and Exchange Board of India (SEBI) has ordered attachment of 134 properties of Saradha Realty and its Managing Director Sudipta Sen to reco.....
Tags : Securities and Exchange Board of India,Saradha Realty
Sebi Exempts 3 PSBs From Takeover Code Obligations(30.09.2015)
Securities and Exchange Board of India (Sebi) has exempted Centre from discloser of takeover code obligations for its investment in Dena Bank, Bank of.....
Tags : Securities and Exchange Board of India,Dena Bank, Bank of India, Corporation Bank.
New Sebi Rules for Commodities Trading(05.10.2015)
Securities and Exchange Board of India (Sebi) has tightened margin and collateral requirements for commodities trading, to align these with practices .....
Tags : Securities and Exchange Board of India , Sebi Rule,Commodities Trading
SEBI’s New Margin Rules Postponed to December 1(21.07.2020)
Securities and Exchange Board of India has postponed the implementation of the enhanced margin requirements for trading in the stock market, aimed at .....
Tags : Securities and Exchange Board of India, Margin Rules
SAT Sets Aside SEBI Approval to Set up SRO for MF Distributor(04.11.2015)
Securities Appellate Tribunal (SAT) has set aside an approval granted by Securities and Exchange Board of India (SEBI) to Institution for Mutual Fund .....
Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, Institution for Mutual Fund Intermediaries, Self-Regulatory Organization
CIC Orders Inquiry Into Notes Exchanged at Delhi Post Office Branches(20.09.2017)
Central Information Commission has ordered an inquiry into the exchange of old currency notes after demonetisation at post office branches in Pinto Pa.....
Tags : Central Information Commission, Note Exchange
SEBI Notifies New Disclosure Norms on Business Responsibility and Sustainability Reporting(12.05.2021)
Security and Exchange Board of India (SEBI) has notified the new disclosure norms pertaining to Business responsibility and sustainability reporting b.....
Tags : Securities and Exchange Board of India, Business Responsibility and Sustainability Reporting
Gujarat HC: Depletion of Sex Ration Resulting in More Cases of Exchange Marriages(14.02.2022)
Gujarat High Court has observed that the depletion of the sex ratio in the State of Gujarat is resulting in more and more cases of exchange marriages,.....
Tags : Gujarat High Court, Exchange Marriages
Madras High Court Sets Aside Order Discharging Maran Brothers in Telephone Exchange Case(26.07.2018)
Madras High Court has set aside a lower court order discharging all the accused, including the Maran brothers, in the alleged illegal telephone exchan.....
Tags : Madras High Court, Maran, Telephone Exchange
SEBI Tightens Rules for Usage of Client Funds by Brokerages(21.06.2019)
Securities and Exchange Board of India (SEBI) has tightened the rules for usage of client funds by brokerages and asked brokers to transfer the securi.....
Tags : Securities and Exchange Board of India, SEBI
SEBI Relaxes Rule for Minimum 25% Public Stake in Listed Companies(15.05.2020)
Securities and Exchange Board of India (SEBI) has eased the 25% minimum public shareholding norm for listed companies in the wake of the Covid-19 outb.....
Tags : Securities and Exchange Board of India, Public Stake in Listed Companies
SEBI Notifies Extension of Lock-in Period for Issues Opening April 01 as 90 Days(30.12.2021)
Securities and Exchange Board of India has notified that the existing lock in of 30 days shall continue for 50% of the portion allocated to anchor inv.....
Tags : Securities and Exchange Board of India, Extension of Lock-in Period
Income-Tax Tribunal: Gains from Penny Stocks Not Bogus(22.06.2016)
Income-Tax Tribunal has ruled that gains from penny stocks cannot be termed as bogus just because the Securities and Exchange Board of India is inquir.....
Tags : Income-Tax Tribunal , Securities and Exchange Board of India , Penny Stocks
SEBI Relaxes Currency Derivatives Rules(23.06.2016)
Securities and Exchange Board of India (SEBI) has relaxed currency derivatives rules, allowing participants to continue to hold on to their open posit.....
Tags : Securities and Exchange Board of India, Currency Derivatives Rules
Supreme Court Agrees to Decide Upon Extended Window For Note Exchange in July(12.04.2017)
Supreme Court has said that it will first decide whether there is a need at all to open a window for public to exchange or deposit their demonetised c.....
Tags : Supreme Court,Demonetization, Note Exchange
Bombay High Court Bars SGX’s New India Contracts Till Arbitration Is Complete(30.05.2018)
Bombay High Court has barred Singapore Exchange Ltd. from launching its new derivatives mirroring the National Stock Exchange Ltd.’s indices till the .....
Tags : Bombay High Court, Singapore Exchange
SAT Sets Aside SEBI Order of Imposing Penalty on Reliance Petroinvest(09.12.2015)
Securities Appellate Tribunal (SAT) has set aside an order by Securities and Exchange Board of India (SEBI) against Reliance Petroinvestments in a ca.....
Tags : Securities Appellate Tribunal, Securities and Exchange Board of India, Reliance Petroinvestments
Delhi HC Issues Notice on Plea for Guidelines Against Crypto-Currency Exchanges Advertisements(15.07.2021)
Delhi High Court has issued notice on plea seeking issuance of guidelines or rules to be framed against the crypto currency exchanges in India adverti.....
Tags : Delhi High Court, Crypto-Currency Exchanges Advertisements
SEBI Directs Commodity Exchanges to Comply with Provisions of Client Code Modifications(30.03.2016)
SEBI has directed commodity exchanges to comply with provisions of client code modifications in equity markets within 1 month. Superseding circulars i.....
Tags : SEBI, Commodity Exchanges
SEBI Bars Kirloskar Brothers from Markets for 6 Months(22.10.2020)
Securities and Exchange Board of India has barred three Kirloskar brothers from dealing in the securities market for up to six months as it found them.....
Tags : Securities and Exchange Board of India, Kirloskar Brothers
SEBI Disposes of Legal Proceedings in Bharti Insider Trading Allegation(23.10.2020)
Securities and Exchange Board of India has disposed of legal proceedings against Bharti Telecom, Sunil Bharti Mittal and two other senior officials in.....
Tags : Securities and Exchange Board of India, Bharti Insider Trading Allegation
Karnataka HC Pulls Up SEBI for Acting Promptly in Franklin Templeton Case(26.10.2020)
Karnataka High Court has pulled up the Securities and Exchange Board of India (SEBI) for failing to act promptly to sustain the confidence of the inve.....
Tags : Karnataka High Court, Securities and Exchange Board of India, Franklin Templeton Case
SC Dismisses NSEL Plea Challenging Applicability of Maharashtra’s Depositors Protection Law(27.10.2016)
Supreme Court has dismissed a case filed by National Spot Exchange Ltd (NSEL), challenging applicability of Maharashtra Protection of Interest of Depo.....
Tags : Supreme Court, National Spot Exchange Ltd, Depositors Protection Law
SEBI Grants In-Principle Nod to BSE for Global Exchange(02.11.2016)
Market regulator SEBI has given in-principle approval to BSE to set up international exchange and clearing corporations at GIFT city.
Tags : SEBI, BSE, international exchange, GIFT city
SEBI Tightens Asset Quality Disclosure Norms for All Listed Banks(01.11.2019)
Securities and Exchange Board of India (SEBI) has tightened the asset quality disclosure norms for banks and directed all listed lenders to make discl.....
Tags : Securities and Exchange Board of India, SEBI
SEBI Issues Guidelines for MFs on Inter-scheme Transfer of Securities(09.10.2020)
Securities and Exchange Board of India (SEBI) has tightened rules on inter-scheme transfers (ISTs) in mutual fund schemes. The Board has said that int.....
Tags : Securities and Exchange Board of India, MFs on Inter-scheme Transfer of Securities
SEBI: Two-Thirds of Members of NRC and AC of Listed Company to be Independent Directors(30.06.2021)
Securities and Exchange Board of India has said that two-thirds of the members of the nomination & remuneration committee (NRC) and the audit committe.....
Tags : Securities and Exchange Board of India, Independent Directors
RBI Relaxes Deposit Norms for Foreign Missions, Diplomats(06.05.2016)
Reserve Bank of India (RBI) has repealed and superseded regulations under the Foreign Exchange Management (Deposit) Regulations, 2000, in consultation.....
Tags : Reserve Bank of India , Foreign Exchange Management (Deposit) Regulations, 2000,
SEBI Bans Reliance Industries, Others From Equity Derivative Market For 1 Year(27.03.2017)
Securities and Exchange Board of India (Sebi)has barred Reliance Industries Ltd (RIL) and 12 other entities from dealing in equity derivatives futures.....
Tags : Securities and Exchange Board of India, Reliance Industries