Search Results for Tag : Clients

News

Kerala HC: Only God Can Save These Types of Lawyers(11.07.2022)

Kerala High Court has held that lawyers are duty-bound to act in the interest of their clients and that they should refrain from arguing against such .....

Tags : Kerala High Court, Lawyers, Clients

Notifications & Circulars

Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments(20.07.2020)

1 With respect to equity derivatives and currency derivatives segments, Stock Exchanges/Clearing Corporations have mandated clearing members/trading m.....

Tags : Verification, Margins, Clients

Upstreaming of clients' funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)(12.12.2023)

1. With a view to safeguard clients' funds placed with Stock Brokers (SBs) / Clearing Members (CMs), SEBI, vide circular no. SEBI/HO/MIRSD/MIRSD-PoD- .....

Tags : Upstreaming, Clients' funds, SBs