Search Results for Tag : Client securities

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Securities and Exchange Board of India Bars Transfer of Client Securities to Accounts of Brokers(26.02.2020)

Securities and Exchange Board of India has banned the transfer of client securities to Demat accounts of trading and clearing members. The Board furth.....

Tags : Securities and Exchange Board of India, Transfer of Client Securities to Accounts of Brokers

SEBI Introduces System to Detect Misuse of Client Securities by Brokers(14.02.2020)

Securities and Exchange Board of India has introduced a system to monitor and detect misuse of client securities by stockbrokers in the wake of Karvy .....

Tags : Securities and Exchange Board of India, Misuse of Client Securities by Brokers

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SEBI issues stricter norms to prevent client securities misuse(25.02.2020)

In order to prevent the misuse of client’s securities by broker, the Security and Exchange Board of India (SEBI) has issued a circular tightening the .....

Tags : Client securities, Misuse, Norms