P&H HC: Eyewitness Account Not Credible if Eyewitness Directly Identifies Accused in Court  ||  Delhi HC: Conditions u/s 45 PMLA Have to Give Way to Article 21 When Accused Incarcerated for Long  ||  Delhi High Court: Delhi Police to Add Grounds of Arrest in Arrest Memo  ||  Kerala High Court: Giving Seniority on the Basis of Rules is a Policy Decision  ||  Del. HC: Where Arbitrator has Taken Plausible View, Court Cannot Interfere u/s 34 of A&C Act  ||  Ker. HC: No Question of Estoppel Against Party Where Error is Committed by Court Itself  ||  Supreme Court: Revenue Entries are Admissible as Evidence of Possession  ||  SC: Mere Breakup of Relationship Between Consenting Couple Can’t Result in Criminal Proceedings  ||  SC: Bar u/s 195 CrPC Not Attracted Where Proceedings Initiated Pursuant to Judicial Order  ||  NTF Gives Comprehensive Suggestions on Enhancing Better Working Conditions of Medical Professions    

SEBI Bans 4 Firms from Carrying Out Investment Advisory Services - (27 Nov 2019)

CAPITAL MARKET

Securities and Exchange Board of India has barred four entities i.e 3M Team Research, Samrat Trades, Core Investment and Core Grp from carrying out investment advisory services till further orders. The entities have been prohibited for many reasons including providing investment advisory services without obtaining necessary registration and promising unrealistic assured return to investors among others.

Tags : SEBI   INVESTMENT ADVISORY  

Share :        

Disclaimer | Copyright 2024 - All Rights Reserved